Compliance Manager Jobs in Montvale, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Director, TD Private Client Wealth (US)
- New York, NY (21 miles from Montvale, NJ)
- 10 hours ago
- New York, NY (21 miles from Montvale, NJ)
- 10 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Regulatory Compliance Coordinator
- Montville, NJ (19 miles from Montvale, NJ)
- 10 hours ago
- Montville, NJ (19 miles from Montvale, NJ)
- 10 hours ago
Staffmark Workforce Solutions offers this exciting contract opportunity at a global leader in electronics, mobile devices, and appliances located in Montville, NJ. Regulatory Compliance...
Manager - Compliance (B2B Payments)
- New York, NY (21 miles from Montvale, NJ)
- 11 hours ago
- New York, NY (21 miles from Montvale, NJ)
- 11 hours ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
Finance Coordinator 1 (Regulatory Compliance Coordinator)
- Pine Brook, NJ (20 miles from Montvale, NJ)
- 1 day ago
- Pine Brook, NJ (20 miles from Montvale, NJ)
- 1 day ago
Finance Coordinator 1 (Regulatory Compliance Coordinator) Job ID: 25-10711 Pay rate range: $23/hr. to $26/hr. on W2 Job Hours: Monday-Friday 9-5, 100% Remote Top 3 skill sets: Regulatory...
Remote WorkSenior Manager, Compliance Operations and ORM Programs (US)
- New York, NY (21 miles from Montvale, NJ)
- 1 day ago
- New York, NY (21 miles from Montvale, NJ)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- New York, NY (21 miles from Montvale, NJ)
- 5 days ago
- New York, NY (21 miles from Montvale, NJ)
- 5 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Manager - Compliance, U.S. Consumer
- New York, NY (21 miles from Montvale, NJ)
- 5 days ago
- New York, NY (21 miles from Montvale, NJ)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance & Reporting Manager
- New York, NY (21 miles from Montvale, NJ)
- 5 days ago
- New York, NY (21 miles from Montvale, NJ)
- 5 days ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Prime Brokerage Compliance Manager, Vice President
- Jersey City, NJ (22 miles from Montvale, NJ)
- 6 days ago
- Jersey City, NJ (22 miles from Montvale, NJ)
- 6 days ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
- Jersey City, NJ (22 miles from Montvale, NJ)
- 6 days ago
- Jersey City, NJ (22 miles from Montvale, NJ)
- 6 days ago
We are an American luxury lifestyle brand, founded in 2004. Anchored in the casual elegance of American sportswear, Torys design philosophy is defined by effortless silhouettes, innovative...
Regulatory Compliance Director
- New York, NY (21 miles from Montvale, NJ)
- 7 days ago
- New York, NY (21 miles from Montvale, NJ)
- 7 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
- Jersey City, NJ (22 miles from Montvale, NJ)
- 8 days ago
- Jersey City, NJ (22 miles from Montvale, NJ)
- 8 days ago
Job Description: The Team As a Compliance Director in Regulatory Management, you will have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with...
- New York, NY (21 miles from Montvale, NJ)
- 8 days ago
- New York, NY (21 miles from Montvale, NJ)
- 8 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Compliance Director, Commercial, Operations and Securities Testing (US)
- New York, NY (21 miles from Montvale, NJ)
- 8 days ago
- New York, NY (21 miles from Montvale, NJ)
- 8 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Port Chester, NY (19 miles from Montvale, NJ)
- 8 days ago
- Port Chester, NY (19 miles from Montvale, NJ)
- 8 days ago
Compliance Manager Port Chester, NY - On-site Compensation: $110-125k base + bonus (depending on experience) Company offers: Growing fintech company, excellent benefits, strong position growth over...
Demographic Data for Montvale, NJ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Montvale, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Montvale, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Analytical Skills
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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