Compliance Manager Jobs in Middletown, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- New York City, NY (22 miles from Middletown, NJ)
- 20 hours ago
- New York City, NY (22 miles from Middletown, NJ)
- 20 hours ago
In Strategy & Consulting we work with C-suite executives, leaders and boards of the worlds leading organizations, helping them reinvent every part of their enterprise to drive greater growth,...
Invst Operations Securities Specialist
- Newark, NJ (23 miles from Middletown, NJ)
- 5 days ago
- Newark, NJ (23 miles from Middletown, NJ)
- 5 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Director, Markets Compliance Officer
- New York City, NY (22 miles from Middletown, NJ)
- 6 days ago
- New York City, NY (22 miles from Middletown, NJ)
- 6 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
US Seasonal Tax-Global Compliance and Reporting-Manager
- New Brunswick, NJ (18 miles from Middletown, NJ)
- 17 days ago
- New Brunswick, NJ (18 miles from Middletown, NJ)
- 17 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkAuditing & Compliance Director - Software as a Medical Device (SaMD)
- New York City, NY (22 miles from Middletown, NJ)
- 20 days ago
- New York City, NY (22 miles from Middletown, NJ)
- 20 days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
- New York City, NY (22 miles from Middletown, NJ)
- 30+ days ago
- New York City, NY (22 miles from Middletown, NJ)
- 30+ days ago
banking in the U.S....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Newark, NJ (23 miles from Middletown, NJ)
- 30+ days ago
- Newark, NJ (23 miles from Middletown, NJ)
- 30+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Control Room & Employee Compliance Officer
- Jersey City, NJ (22 miles from Middletown, NJ)
- 45+ days ago
- Jersey City, NJ (22 miles from Middletown, NJ)
- 45+ days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Controls Testing Compliance Manager
- New York City, NY (22 miles from Middletown, NJ)
- 60+ days ago
- New York City, NY (22 miles from Middletown, NJ)
- 60+ days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Compliance Manager - Monitoring & Transparency
- Somerset, NJ (23 miles from Middletown, NJ)
- 90+ days ago
- Somerset, NJ (23 miles from Middletown, NJ)
- 90+ days ago
The Senior Compliance Manager Monitoring & Transparency will act as the subject matter expert in areas such as: transparency, monitoring & testing, risk assessment, remediation, and data analytics....
Sales and Trading Compliance Officer
- New York City, NY (22 miles from Middletown, NJ)
- 90+ days ago
- New York City, NY (22 miles from Middletown, NJ)
- 90+ days ago
Job Description: Position Summary Guggenheim is seeking an experienced professional to join as the Sales and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim...
Demographic Data for Middletown, NJ
Moving to Middletown, NJ? Find some basic demographic data about Middletown, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Middletown, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Middletown, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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