Compliance Manager Jobs in Mahwah, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Manager - Compliance, U.S. Consumer
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance & Reporting Manager
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
- New York, NY (24 miles from Mahwah, NJ)
- 1 day ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Prime Brokerage Compliance Manager, Vice President
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 2 days ago
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 2 days ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 2 days ago
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 2 days ago
We are an American luxury lifestyle brand, founded in 2004. Anchored in the casual elegance of American sportswear, Torys design philosophy is defined by effortless silhouettes, innovative...
Regulatory Compliance Director
- New York, NY (24 miles from Mahwah, NJ)
- 3 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 3 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 4 days ago
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 4 days ago
Job Description: The Team As a Compliance Director in Regulatory Management, you will have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with...
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Compliance Director, Commercial, Operations and Securities Testing (US)
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 4 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Oversight Manager-EPOCH
- New York, NY (24 miles from Mahwah, NJ)
- 5 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Newark, NJ (23 miles from Mahwah, NJ)
- 7 days ago
- Newark, NJ (23 miles from Mahwah, NJ)
- 7 days ago
Levy Sector Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range: $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000...
- Harrison, NJ (23 miles from Mahwah, NJ)
- 9 days ago
- Harrison, NJ (23 miles from Mahwah, NJ)
- 9 days ago
The opportunity Delaware North Sportservice is searching for a seasonal Alcohol Compliance Supervisor to join our team at Sports Illustrated Stadium in Harrison, New Jersey. As an Alcohol...
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 12 days ago
- Jersey City, NJ (24 miles from Mahwah, NJ)
- 12 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Invst Operations Securities Specialist
- Newark, NJ (23 miles from Mahwah, NJ)
- 13 days ago
- Newark, NJ (23 miles from Mahwah, NJ)
- 13 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Officer II - Compliance Testing
- New York, NY (24 miles from Mahwah, NJ)
- 13 days ago
- New York, NY (24 miles from Mahwah, NJ)
- 13 days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
Demographic Data for Mahwah, NJ
Moving to Mahwah, NJ? Find some basic demographic data about Mahwah, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mahwah, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mahwah, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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