Compliance Manager Jobs in Madison, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (22 miles from Madison, NJ)
- 4 hours ago
- New York, NY (22 miles from Madison, NJ)
- 4 hours ago
The Department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (22 miles from Madison, NJ)
- 1 day ago
- New York, NY (22 miles from Madison, NJ)
- 1 day ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
Sr. Compliance Officer - Monitoring & Compliance Oversight, TD Securities
- New York, NY (22 miles from Madison, NJ)
- 1 day ago
- New York, NY (22 miles from Madison, NJ)
- 1 day ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (22 miles from Madison, NJ)
- 2 days ago
- New York, NY (22 miles from Madison, NJ)
- 2 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
- New York, NY (22 miles from Madison, NJ)
- 3 days ago
- New York, NY (22 miles from Madison, NJ)
- 3 days ago
Regulatory Affairs Manager Kao USA, Inc. 401(k) United States, York, York Jun 14, 2025 Oribe Hair Care has set the standard for professional hair care within the prestige market. Blending...
Compliance Officer - Fixed Income Sales & Trading - Credit - Vice President
- New York, NY (22 miles from Madison, NJ)
- 3 days ago
- New York, NY (22 miles from Madison, NJ)
- 3 days ago
Compliance Officer - Fixed Income Sales & Trading - Credit - Vice President Job ID:R0341784 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-16 Location: New York
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
Expertise in fair lending, responsible banking laws, and CRA requirements, including IFLEP and IEP procedures....
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Sr Manager, Compliance Advisory
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
, community reinvestment, BSA/AML, issues management, policy and procedure development, and third-party compliance oversight About You 8+ years of experience in a similar role within regulated a Banking...
Regulatory Reporting Manager/Director - Fintech
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
- New York, NY (22 miles from Madison, NJ)
- 4 days ago
Kforce's client, a hypergrowth pre-IPO fintech unicorn, is seeking a Regulatory Reporting Manager/Director in New York, NY. Work life balance, the culture, benefits, and the office space are...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Secaucus, NJ (18 miles from Madison, NJ)
- 6 days ago
- Secaucus, NJ (18 miles from Madison, NJ)
- 6 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote Work- New York, NY (22 miles from Madison, NJ)
- 6 days ago
- New York, NY (22 miles from Madison, NJ)
- 6 days ago
The Manhattan District Attorney's Office (DANY) has an immediate opening for an Equal Employment Opportunity (EEO) Compliance Coordinator/Reasonable Accommodation Coordinator. In this position,...
- New York, NY (22 miles from Madison, NJ)
- 8 days ago
- New York, NY (22 miles from Madison, NJ)
- 8 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Compliance Director, Fidelity Capital Markets
- New York, NY (22 miles from Madison, NJ)
- 8 days ago
- New York, NY (22 miles from Madison, NJ)
- 8 days ago
Compliance Director, Fidelity Capital Markets Fidelity Investments - 4.0 New York, NY Job Details $100,000 - $169,000 a year 4 hours ago Benefits Loan repayment program Health insurance Tuition...
Demographic Data for Madison, NJ
Moving to Madison, NJ? Find some basic demographic data about Madison, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Madison, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Madison, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Employee Development
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Word
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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