Compliance Manager Jobs in Livingston, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Advisory Compliance Officer - Fixed Income Business Line Compliance
- New York, NY (17 miles from Livingston, NJ)
- 3 days ago
- New York, NY (17 miles from Livingston, NJ)
- 3 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
- New York, NY (17 miles from Livingston, NJ)
- 12 hours ago
- New York, NY (17 miles from Livingston, NJ)
- 12 hours ago
Regulatory Reporting Manager Job ID:R0395633 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-26 Location: New York
Senor Compliance Manager - Compliance Monitoring & Programs
- New York, NY (17 miles from Livingston, NJ)
- 13 hours ago
- New York, NY (17 miles from Livingston, NJ)
- 13 hours ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- New York, NY (17 miles from Livingston, NJ)
- 1 day ago
- New York, NY (17 miles from Livingston, NJ)
- 1 day ago
Employer: DWS Group Title: Regional Finance Manager Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of...
- Parsippany, NJ (6 miles from Livingston, NJ)
- 1 day ago
- Parsippany, NJ (6 miles from Livingston, NJ)
- 1 day ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Invst Operations Securities Specialist
- Newark, NJ (8 miles from Livingston, NJ)
- 2 days ago
- Newark, NJ (8 miles from Livingston, NJ)
- 2 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Director, Markets Compliance Officer
- New York City, NY (17 miles from Livingston, NJ)
- 3 days ago
- New York City, NY (17 miles from Livingston, NJ)
- 3 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Financial Risk - Regulatory Reporting - Manager
- Florham Park, NJ (3 miles from Livingston, NJ)
- 7 days ago
- Florham Park, NJ (3 miles from Livingston, NJ)
- 7 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
AML / OFAC Compliance Officer / Advisory (Financial Security)
- New York, NY (17 miles from Livingston, NJ)
- 7 days ago
- New York, NY (17 miles from Livingston, NJ)
- 7 days ago
following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bankas staff on proposed transactions.A He/she is expected to have knowledge of current anti-money...
Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (17 miles from Livingston, NJ)
- 8 days ago
- New York, NY (17 miles from Livingston, NJ)
- 8 days ago
The Department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (17 miles from Livingston, NJ)
- 9 days ago
- New York, NY (17 miles from Livingston, NJ)
- 9 days ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
Sr. Compliance Officer - Monitoring & Compliance Oversight, TD Securities
- New York, NY (17 miles from Livingston, NJ)
- 9 days ago
- New York, NY (17 miles from Livingston, NJ)
- 9 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (17 miles from Livingston, NJ)
- 10 days ago
- New York, NY (17 miles from Livingston, NJ)
- 10 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
- New York, NY (17 miles from Livingston, NJ)
- 10 days ago
- New York, NY (17 miles from Livingston, NJ)
- 10 days ago
We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization....
Compliance Officer - Fixed Income Sales & Trading - Credit - Vice President
- New York, NY (17 miles from Livingston, NJ)
- 11 days ago
- New York, NY (17 miles from Livingston, NJ)
- 11 days ago
Compliance Officer - Fixed Income Sales & Trading - Credit - Vice President Job ID:R0341784 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-16 Location: New York
Demographic Data for Livingston, NJ
Moving to Livingston, NJ? Find some basic demographic data about Livingston, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Livingston, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Livingston, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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