Compliance Manager Jobs in Holmdel, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Woodbridge, NJ (13 miles from Holmdel, NJ)
- 2 days ago
- Woodbridge, NJ (13 miles from Holmdel, NJ)
- 2 days ago
Job Order Number: DE9948265 Job Title: Compliance Manager, Analyst Company: DSV Air & Sea Inc....
Prime Brokerage Compliance Manager, Vice President
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 3 days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 3 days ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 3 days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 3 days ago
We are an American luxury lifestyle brand, founded in 2004. Anchored in the casual elegance of American sportswear, Torys design philosophy is defined by effortless silhouettes, innovative...
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 5 days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 5 days ago
Job Description: The Team As a Compliance Director in Regulatory Management, you will have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with...
- Newark, NJ (24 miles from Holmdel, NJ)
- 8 days ago
- Newark, NJ (24 miles from Holmdel, NJ)
- 8 days ago
Levy Sector Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range: $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000...
- Iselin, NJ (15 miles from Holmdel, NJ)
- 8 days ago
- Iselin, NJ (15 miles from Holmdel, NJ)
- 8 days ago
Read more at www.dsv.com Location: USA - Iselin, Wood Ave Division: Air & Sea Job Posting Title: Compliance Manager, Analyst Time Type: Full Time Summary The Compliance Manager is responsible for ensuring...
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 13 days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 13 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Invst Operations Securities Specialist
- Newark, NJ (24 miles from Holmdel, NJ)
- 14 days ago
- Newark, NJ (24 miles from Holmdel, NJ)
- 14 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Manager, Transaction Monitoring
- New York City, NY (24 miles from Holmdel, NJ)
- 15 days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 15 days ago
Defi Risk Management: In-depth understanding of Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and sanctions risks specific to decentralized finance (DeFi) markets, with proven...
- New York City, NY (24 miles from Holmdel, NJ)
- 16 days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 16 days ago
A day in the life Lead Betterment's Financial Crimes/AML/BSA Compliance Program: Oversee the company's anti-money laundering and Bank Secrecy Act program, investigate suspicious activity, and ensure...
- Newark, NJ (24 miles from Holmdel, NJ)
- 18 days ago
- Newark, NJ (24 miles from Holmdel, NJ)
- 18 days ago
JOB DESCRIPTION: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet hiring...
- Newark, NJ (24 miles from Holmdel, NJ)
- 18 days ago
- Newark, NJ (24 miles from Holmdel, NJ)
- 18 days ago
Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range : $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000 and search...
Regulatory Affairs Manager New York City
- New York City, NY (24 miles from Holmdel, NJ)
- 23 days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 23 days ago
Regulatory Affairs Manager New York City The Vita Coco Company, created in 2004 by Co-CEO Michael Kirban and Ira Liran, produces the leading brand of coconut water in the United States with a...
Engineering Manager, Compliance Systems
- New York City, NY (24 miles from Holmdel, NJ)
- 28 days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 28 days ago
Interesting problems you'll get to solve Own and lead development of compliance systems supporting how we underwrite and lend. Think UDAAP, Adverse Actions and Do no harm....
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 30+ days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 30+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Demographic Data for Holmdel, NJ
Moving to Holmdel, NJ? Find some basic demographic data about Holmdel, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Holmdel, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Holmdel, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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