Compliance Manager Jobs in Holmdel, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- New York City, NY (24 miles from Holmdel, NJ)
- 9 hours ago
- New York City, NY (24 miles from Holmdel, NJ)
- 9 hours ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
- Woodbridge, NJ (13 miles from Holmdel, NJ)
- 1 day ago
- Woodbridge, NJ (13 miles from Holmdel, NJ)
- 1 day ago
Compliance Manager, Analyst DSV Air & Sea Inc. United States, Jersey, Iselin 200 S....
Lending Regulatory Compliance Director
- Berkeley Heights, NJ (24 miles from Holmdel, NJ)
- 8 days ago
- Berkeley Heights, NJ (24 miles from Holmdel, NJ)
- 8 days ago
Bachelor's degree What would be great to have: Certified Regulatory Compliance Manager certification (CRCM) or Juris Doctor (JD)....
- New York City, NY (24 miles from Holmdel, NJ)
- 11 days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 11 days ago
banking in the U.S....
Vice President-Control Room and Research Compliance Officer
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 13 days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 13 days ago
Business Overview: Market Integrity centers on the idea that markets, which are corrupt and inefficient, are unattractive to investors. Regulators, law enforcement, exchanges, financial...
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Newark, NJ (24 miles from Holmdel, NJ)
- 19 days ago
- Newark, NJ (24 miles from Holmdel, NJ)
- 19 days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Control Room & Employee Compliance Officer
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 27 days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 27 days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
- Iselin, NJ (15 miles from Holmdel, NJ)
- 30+ days ago
- Iselin, NJ (15 miles from Holmdel, NJ)
- 30+ days ago
Read more at www.dsv.com Location: USA - Iselin, Wood Ave Division: Air & Sea Job Posting Title: Compliance Manager, Analyst Time Type: Full Time Summary The Compliance Manager is responsible for ensuring...
Controls Testing Compliance Manager
- New York City, NY (24 miles from Holmdel, NJ)
- 45+ days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 45+ days ago
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 90+ days ago
- Jersey City, NJ (24 miles from Holmdel, NJ)
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
- South Plainfield, NJ (18 miles from Holmdel, NJ)
- 90+ days ago
- South Plainfield, NJ (18 miles from Holmdel, NJ)
- 90+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Compliance Manager - Monitoring & Transparency
- Somerset, NJ (20 miles from Holmdel, NJ)
- 90+ days ago
- Somerset, NJ (20 miles from Holmdel, NJ)
- 90+ days ago
The Senior Compliance Manager Monitoring & Transparency will act as the subject matter expert in areas such as: transparency, monitoring & testing, risk assessment, remediation, and data analytics....
Sales and Trading Compliance Officer
- New York City, NY (24 miles from Holmdel, NJ)
- 90+ days ago
- New York City, NY (24 miles from Holmdel, NJ)
- 90+ days ago
Job Description: Position Summary Guggenheim is seeking an experienced professional to join as the Sales and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim...
Demographic Data for Holmdel, NJ
Moving to Holmdel, NJ? Find some basic demographic data about Holmdel, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Holmdel, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Holmdel, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »