Compliance Manager Jobs in Florham Park, NJ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Chief Compliance Officer - Investment Company
- New York, NY (21 miles from Florham Park, NJ)
- 22 hours ago
- New York, NY (21 miles from Florham Park, NJ)
- 22 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (21 miles from Florham Park, NJ)
- 1 day ago
- New York, NY (21 miles from Florham Park, NJ)
- 1 day ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (21 miles from Florham Park, NJ)
- 2 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 2 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (21 miles from Florham Park, NJ)
- 2 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 2 days ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
- Morristown, NJ (4 miles from Florham Park, NJ)
- 2 days ago
- Morristown, NJ (4 miles from Florham Park, NJ)
- 2 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Legal and Compliance Manager(food & Beverage)
- New York, NY (21 miles from Florham Park, NJ)
- 3 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 3 days ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
- New York, NY (21 miles from Florham Park, NJ)
- 3 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 3 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
- New York, NY (21 miles from Florham Park, NJ)
- 3 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 3 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ (17 miles from Florham Park, NJ)
- 3 days ago
- Jersey City, NJ (17 miles from Florham Park, NJ)
- 3 days ago
Recommending policy, process and surveillance enhancements to the Firm's AML Program Assisting with the review and preparation of the Firm's Anti-Money Laundering and Sanctions Training Assessing the...
Senior Compliance Officer - Surveillance, Data Quality
- New York, NY (21 miles from Florham Park, NJ)
- 5 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 5 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ (17 miles from Florham Park, NJ)
- 6 days ago
- Jersey City, NJ (17 miles from Florham Park, NJ)
- 6 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Compliance Director, Deputy BSA Officer & Sanctions Officer - Americas
- New York City, NY (21 miles from Florham Park, NJ)
- 7 days ago
- New York City, NY (21 miles from Florham Park, NJ)
- 7 days ago
manage the money laundering reporting process and implement specific steps within the compliance program to ensure effective implementation of the regulations and statutory requirements concerning Anti-Money...
- New York, NY (21 miles from Florham Park, NJ)
- 8 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 8 days ago
At Dario, Every Day is a New Opportunity to Make a Difference. We are on a mission to make better health easy. Every day our employees contribute to this mission and help hundreds of thousands of...
Manager - Compliance (B2B Payments)
- New York, NY (21 miles from Florham Park, NJ)
- 9 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 9 days ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
- New York, NY (21 miles from Florham Park, NJ)
- 11 days ago
- New York, NY (21 miles from Florham Park, NJ)
- 11 days ago
applicable policy and regulatory requirements as related to small business deposit products, including UDAP customer protection, Regulation CC, FCRA, Regulation E, Regulation DD, NACHA, UCC, privacy, anti-money...
Demographic Data for Florham Park, NJ
Moving to Florham Park, NJ? Find some basic demographic data about Florham Park, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Florham Park, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Florham Park, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Change Management
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Management Consulting
- Equities
- Control & Countermeasure
- Institutional Review Board
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Employee Development
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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