Compliance Manager Jobs in Westlake, MD
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Cyber Compliance Supervisor - Data Protection and Risk
- McLean, VA (4 miles from Westlake, MD)
- 1 day ago
- McLean, VA (4 miles from Westlake, MD)
- 1 day ago
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their...
Senior Programs & Compliance Coordinator (Intermediate/Senior Level)( Hybrid)
- Alexandria, VA (13 miles from Westlake, MD)
- 3 days ago
- Alexandria, VA (13 miles from Westlake, MD)
- 3 days ago
Dominion Energy is committed to providing reliable, affordable, and increasingly clean energy that powers our customers every day. If you want to work for a purpose-driven company that values...
Regional Compliance Coordinator
- Silver Spring, MD (8 miles from Westlake, MD)
- 10 days ago
- Silver Spring, MD (8 miles from Westlake, MD)
- 10 days ago
The Regional Compliance Coordinator (RCC) is responsible for ensuring that compliance requirements are consistently met within their assigned region. This includes monitoring and notifying changes...
- Washington, DC (9 miles from Westlake, MD)
- 12 days ago
- Washington, DC (9 miles from Westlake, MD)
- 12 days ago
Job Type: Regular RAND is seeking a Regulatory Compliance Manager to join our Finance team....
Global Trade Compliance Director & Counsel
- Washington, DC (9 miles from Westlake, MD)
- 16 days ago
- Washington, DC (9 miles from Westlake, MD)
- 16 days ago
and bar admission required 10+ years in international trade compliance; import/export expertise 6+ years leading teams in global organizations Strong knowledge of global trade regulations (CBP, BIS, OFAC...
- Fairfax, VA (17 miles from Westlake, MD)
- 20 days ago
- Fairfax, VA (17 miles from Westlake, MD)
- 20 days ago
Regulatory Reporting Manager Location Arlington Fairfax Business Function Portfolio Services Firm information: Cambridge Associates (CA) is a leading global investment firm. CA's goal is to help...
- Washington, DC (9 miles from Westlake, MD)
- 21 days ago
- Washington, DC (9 miles from Westlake, MD)
- 21 days ago
Risk & Compliance Manager, UK Risk & Compliance Manager, UK Remote, United Kingdom | Compliance | Full-time Not your everyday company Lemonade completely reinvented how insurance works....
Compliance Director, Advanced Wound Management
- Washington, DC (9 miles from Westlake, MD)
- 26 days ago
- Washington, DC (9 miles from Westlake, MD)
- 26 days ago
Compliance Director, Advanced Wound Management Life Unlimited. At Smith+Nephew, we design and manufacture technology that takes the limits off living. The position is the Compliance Director, AWM...
- Fairfax, VA (17 miles from Westlake, MD)
- 30+ days ago
- Fairfax, VA (17 miles from Westlake, MD)
- 30+ days ago
compliance including: applying for export licensing; ensuring certification of exemptions/exceptions; classifying products and programs for export classification; filing documents with Customs; ensuring OFAC...
Senior Third-Party Risk & Compliance Manager, Supplier Governanc
- Arlington, VA (8 miles from Westlake, MD)
- 30+ days ago
- Arlington, VA (8 miles from Westlake, MD)
- 30+ days ago
Senior Third-Party Risk & Compliance Manager, Supplier Governanc Amazon Today Top Secret Unspecified Unspecified Arlington, VA (ON-SITE/OFFICE) DESCRIPTION AWS Infrastructure Services owns the design...
- McLean, VA (4 miles from Westlake, MD)
- 30+ days ago
- McLean, VA (4 miles from Westlake, MD)
- 30+ days ago
POSITION SUMMARY The CCO is responsible for overseeing and administering the firm’s compliance program, ensuring adherence to SEC, FINRA, and other regulatory requirements. This role ensures...
Senior Third-Party Risk & Compliance Manager, Supplier Governance
- Arlington, VA (8 miles from Westlake, MD)
- 30+ days ago
- Arlington, VA (8 miles from Westlake, MD)
- 30+ days ago
AWS Infrastructure Services owns the design, planning, delivery, and operation of all AWS global infrastructure. In other words, were the people who keep the cloud running. We support all AWS data...
Chief Compliance Officer - Wealth Management
- McLean, VA (4 miles from Westlake, MD)
- 30+ days ago
- McLean, VA (4 miles from Westlake, MD)
- 30+ days ago
This role will be a hybrid position based in Mclean, VA. Our client is a top Wealth Management Firm that provides comprehensive financial planning, retirement and tax planning, estate planning,...
- Gaithersburg, MD (9 miles from Westlake, MD)
- 30+ days ago
- Gaithersburg, MD (9 miles from Westlake, MD)
- 30+ days ago
Compliance Manager (Multi-Family Affordable Property Management) SUMMARY: The Compliance Manager will support the Compliance & Leasing Consulting division of the company and will be responsible for...
- Alexandria, VA (13 miles from Westlake, MD)
- 45+ days ago
- Alexandria, VA (13 miles from Westlake, MD)
- 45+ days ago
The BSA/AML Compliance Manager position is responsible for assisting the BSA Operations Manager with the daily monitoring, assessment, and maintenance of the BSA Department’s AML processes and procedures...
Demographic Data for Westlake, MD
Moving to Westlake, MD? Find some basic demographic data about Westlake, MD below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westlake, MD
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westlake, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Accounting
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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