Compliance Manager Jobs in Gaithersburg, MD
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- McLean, VA (14 miles from Gaithersburg, MD)
- 90+ days ago
- McLean, VA (14 miles from Gaithersburg, MD)
- 90+ days ago
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Manager, Compliance - Local Governance
- McLean, VA (14 miles from Gaithersburg, MD)
- 2 days ago
- McLean, VA (14 miles from Gaithersburg, MD)
- 2 days ago
The Role: We are seeking a highly motivated and talented Compliance Manager to join our Governance team to support the US Card Compliance team....
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Washington, DC (18 miles from Gaithersburg, MD)
- 5 days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 5 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote Work- Washington, DC (18 miles from Gaithersburg, MD)
- 7 days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 7 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description As part of the Thermo Fisher Scientific team, youll discover meaningful work that makes a positive impact on a...
Compliance Manager, Commercial and Counterparty Credit
- McLean, VA (14 miles from Gaithersburg, MD)
- 10 days ago
- McLean, VA (14 miles from Gaithersburg, MD)
- 10 days ago
Compliance Manager, Commercial and Counterparty Credit Capital One's Governance, Valuations, & Innovation (GV&I) Team is a second line of defense function housed within the Credit Risk & Analytics (...
Compliance Director - Enterprise Services
- McLean, VA (14 miles from Gaithersburg, MD)
- 11 days ago
- McLean, VA (14 miles from Gaithersburg, MD)
- 11 days ago
The Director, ES Compliance will also advise the CO and regularly engage with leaders in other parts of Compliance (such as Privacy, Fair Lending, and Anti- Money Laundering (AML)), Risk Management,...
Senior Policy & Compliance Officer
- Vienna, VA (17 miles from Gaithersburg, MD)
- 11 days ago
- Vienna, VA (17 miles from Gaithersburg, MD)
- 11 days ago
To research, analyze, interpret, recommend, and enforce Navy Federal policies and practices that ensure compliance with relevant local, state, federal and other regulatory requirements, and case...
- Washington, DC (18 miles from Gaithersburg, MD)
- 13 days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 13 days ago
Responsibilities: Conduct routine and for cause auditing/monitoring including by attending live Vanda programs with domestic, U.S. travel approximately twice per month Provide business insights...
Information Governance Compliance Coordinator
- Washington, DC (18 miles from Gaithersburg, MD)
- 20 days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 20 days ago
Information Governance Compliance Coordinator Cooley is seeking an Information Governance Compliance Coordinator to join the IG & Privacy team. Position summary: Cooley Information Governance &...
- Washington, DC (18 miles from Gaithersburg, MD)
- 30+ days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 30+ days ago
The position will be based in Houston or Washington DC and will report to the Client Compliance Manager....
- Washington, DC (18 miles from Gaithersburg, MD)
- 30+ days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 30+ days ago
Act, Community Reinvestment Act, Home Mortgage Disclosure Act, Service Members Relief Act, Unfair and Deceptive Abusive Acts or Practices trust and securities laws and regulations, Flood and Fair Lending...
Multifamily Insurance Compliance Manager
- McLean, VA (14 miles from Gaithersburg, MD)
- 30+ days ago
- McLean, VA (14 miles from Gaithersburg, MD)
- 30+ days ago
origination and servicing; make recommendations related to acceptable exceptions Coordinate with multiple capital markets securitization teams in evaluating compliance with underwriting standards and...
Regulatory Compliance Manager - Columbia, MD
- Columbia, MD (16 miles from Gaithersburg, MD)
- 30+ days ago
- Columbia, MD (16 miles from Gaithersburg, MD)
- 30+ days ago
Salary: $140,000.00 to $160,000.00 Other Forms of Compensation: $1,000.00 Yearly Manager Bonus Potential Regulatory Compliance Manager - MedStar Health Crothall Healthcare is a Compass One Company that...
Government Accounting Compliance Director NEW
- McLean, VA (14 miles from Gaithersburg, MD)
- 30+ days ago
- McLean, VA (14 miles from Gaithersburg, MD)
- 30+ days ago
Government Accounting Compliance Director Booz Allen Hamilton Today Secret Unspecified Unspecified Finance McLean, VA (ON-SITE/OFFICE) Job Number: R0221142 Government Accounting Compliance...
Finance and Compliance Coordinator
- Washington, DC (18 miles from Gaithersburg, MD)
- 30+ days ago
- Washington, DC (18 miles from Gaithersburg, MD)
- 30+ days ago
SUMMARY Reports to: Deputy Finance and Compliance Director Supervisory Responsibilities: Interns FLSA Status: Exempt Union Position: Yes EMILYs List, the nations largest resource for women in...
Demographic Data for Gaithersburg, MD
Moving to Gaithersburg, MD? Find some basic demographic data about Gaithersburg, MD below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Gaithersburg, MD
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Gaithersburg, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Investigation
- Mentoring
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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