Compliance Manager Jobs in Windham, ME
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senor Compliance Manager - Compliance Monitoring & Programs
- Portland, ME (11 miles from Windham, ME)
- 2 days ago
- Portland, ME (11 miles from Windham, ME)
- 2 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Complaints Oversight
- Portland, ME (11 miles from Windham, ME)
- 26 days ago
- Portland, ME (11 miles from Windham, ME)
- 26 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Compliance Manager - Third-Party Oversight
- Portland, ME (11 miles from Windham, ME)
- 26 days ago
- Portland, ME (11 miles from Windham, ME)
- 26 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Demographic Data for Windham, ME
Moving to Windham, ME? Find some basic demographic data about Windham, ME below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Windham, ME
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Windham, ME offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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