Compliance Manager Jobs in Round Lake Beach, IL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL (20 miles from Round Lake Beach, IL)
- 6 days ago
- 1891 Financial Life
- Schaumburg, IL (20 miles from Round Lake Beach, IL)
- 6 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Riverwoods, IL (16 miles from Round Lake Beach, IL)
- 12 days ago
- Riverwoods, IL (16 miles from Round Lake Beach, IL)
- 12 days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Research Compliance Coordinator
- Glenview, IL (23 miles from Round Lake Beach, IL)
- 13 days ago
- Glenview, IL (23 miles from Round Lake Beach, IL)
- 13 days ago
Research Compliance Coordinator NorthShore University HealthSystem paid time off, tuition reimbursement United States, Illinois, Glenview Jun 06, 2025 Hourly Pay Range: $26.61 - $39.92 - The...
- Vernon Hills, IL (10 miles from Round Lake Beach, IL)
- 17 days ago
- Vernon Hills, IL (10 miles from Round Lake Beach, IL)
- 17 days ago
Regulatory Affairs Manager Richard Wolf Medical Instruments 120000.00 To 140000.00 (USD) Annually medical insurance, vision insurance, parental leave, paid time off, tuition reimbursement United...
USA - Regulatory Affairs Manager
- Deerfield, IL (16 miles from Round Lake Beach, IL)
- 45+ days ago
- Deerfield, IL (16 miles from Round Lake Beach, IL)
- 45+ days ago
USA - Regulatory Affairs Manager#25-57898 $56.09-$59.09 per hour Deerfield, IL All On-site Job Description Senior Regulatory Affairs Manager, Advertising and Promotion Location: Deerfield Open to...
Demographic Data for Round Lake Beach, IL
Moving to Round Lake Beach, IL? Find some basic demographic data about Round Lake Beach, IL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Round Lake Beach, IL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Round Lake Beach, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Analytical Skills
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Collaboration
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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