Compliance Manager Jobs in Chicago, IL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Department Provost Equal Opportunity & Access About the Department Equal Opportunity Programs (EOP), part of the Office of the Provost, has University-wide responsibility that includes...
*Please note that this is a hybrid work arrangement - 3 days in the office each week is the expectation * Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and...
We focus on regulatory compliance for Commercial Banking, including Commercial Lending & Leasing and Treasury Payment Solutions, including Commercial Deposits, Investments and Credit Cards for the US...
Additionally, you will advise the Personal Lending group on issues management, risk assessments, regulatory change and audits and examinations....
- Lisle, IL (23 miles from Chicago, IL)
- 5 days ago
- Lisle, IL (23 miles from Chicago, IL)
- 5 days ago
We're looking for a talented, experienced, and passionate Regulatory Compliance Manager to join our team and help us take our company to the next level....
CRCM (Certified Regulatory Compliance Manager) or equivalent. Banking as a Service and Fintech experience is preferred but not required....
Certified Regulatory Compliance Manager (CRCM), preferred. 5+ years of progressively responsible experience in a bank or financial services company, with compliance, lending/credit, audit or risk management...
Job Title Ethics & Compliance Operations Manager Job Description Summary We are seeking an Ethics & Compliance Operations Manager who will be responsible for the day-to-day management and...
Nursing Quality & Regulatory Compliance Manager
- Merrionett pk, IL (14 miles from Chicago, IL)
- 8 days ago
- Merrionett pk, IL (14 miles from Chicago, IL)
- 8 days ago
The Nursing Quality and Regulatory Compliance Manager has the specific responsibility for providing leadership and direction in overall Nursing quality and regulatory compliance....
DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and...
Who We Are. At We Insure Group, we are passionate, driven, and purposeful in our mission to personalize protection at the right value. We believe in delivering tailored insurance solutions that...
at Wintrust Financial Corporation in Chicago, Illinois, United States Job Description Wintrust Wealth Management serves the financial needs of private clients, including high net worth...
Compliance Officer, Fair and Responsible Banking Data Sciences
- Chicago, IL
- 22 days ago
- Chicago, IL
- 22 days ago
Works with various data owners to discover and select available data sources from internal sources and external vendors (e.g. lending system, payment system, external credit rating system) to fulfill...
- Downers Grove, IL (20 miles from Chicago, IL)
- 23 days ago
- Downers Grove, IL (20 miles from Chicago, IL)
- 23 days ago
Critical Job Functions: IFTA Processing Fuel Tax quarterly filing Various State permitting Plating Linehaul Packaging plates and HUT stickers sent to terminals for new ICs Toll fee processing...
Our location in North Chicago, IL (Lake County) currently has an opportunity for a Customs and Trade Compliance Manager....
Demographic Data for Chicago, IL
Moving to Chicago, IL? Find some basic demographic data about Chicago, IL below.
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Salary for Compliance Manager Jobs in Chicago, IL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Chicago, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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