Compliance Manager Jobs in Atlanta, GA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
Oversee KYC (Know Your Customer) and AML (Anti-Money Laundering) processes to ensure compliance with financial regulations. Excellent problem-solving and communication skills....
- Austell, GA (14 miles from Atlanta, GA)
- 6 days ago
- Austell, GA (14 miles from Atlanta, GA)
- 6 days ago
Who We Are: From Georgia. For Georgia. Since 1914 Yancey Bros. Co. has proudly served as the authorized Caterpillar equipment dealer for Georgia, providing our customers with the highest quality...
- Peachtree Corners, GA (16 miles from Atlanta, GA)
- 6 days ago
- Peachtree Corners, GA (16 miles from Atlanta, GA)
- 6 days ago
Job Title Compliance Coordinator Job Description Summary Position supports a Major Medical/Tech Client. The position will be responsible for coordinating the reporting and successful adherence to...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
laundering (AML) Know Your Customer (KYC) compliance Payments Card Industry (PCI) standards International banking and financial regulations Collaborate with the broader Worldpay risk and compliance...
Sr Risk and Compliance Manager
- Norcross, GA (16 miles from Atlanta, GA)
- 16 days ago
- Norcross, GA (16 miles from Atlanta, GA)
- 16 days ago
Job Title: Senior Risk Compliance Manager, Security and Privacy Job Summary: The Senior Risk and Compliance Manager analyzes and administers internal risk and compliance programs to ensure that product...
You will be based in Tampa, Phoenix, or San Jose and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida....
Adecco US, Inc. Compliance Coordinator in Atlanta , Georgia Compliance Coordinator - Atlanta, GA or Deerfield Beach, FL Pay Rate: $22.12 - $23.45/hr (Dependent on location) Schedule: Mon-Fri, 8:00...
Job Overview Skanska is searching for a dynamic Sr IT Compliance Coordinator. This is a great opportunity to start a career with a company that builds things that matter and values its team. We...
Primary Purpose: Develops, implements, and manages Wealth Management/Trust Compliance. Executes process improvements and effectively leads departmental changes. Ensures compliance with all...
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Compliance Officer (Collective Trust & Broker Dealer Expertise)
- Atlanta, GA
- 60+ days ago
- Atlanta, GA
- 60+ days ago
Compliance Officer works in conjunction with the Compliance Manager in monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary...
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Collections Agency Compliance Director
- Duluth, GA (21 miles from Atlanta, GA)
- 90+ days ago
- Duluth, GA (21 miles from Atlanta, GA)
- 90+ days ago
The Collections Agency Compliance Director plans and coordinates operational activities of the company to guarantee compliance with government regulations and client requirements. Performs...
Demographic Data for Atlanta, GA
Moving to Atlanta, GA? Find some basic demographic data about Atlanta, GA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Atlanta, GA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Atlanta, GA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »