Compliance Manager Jobs in Weston, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- Sunrise, FL (9 miles from Weston, FL)
- 1 day ago
- Sunrise, FL (9 miles from Weston, FL)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Sunrise, FL (9 miles from Weston, FL)
- 2 days ago
- Sunrise, FL (9 miles from Weston, FL)
- 2 days ago
Strong regulatory knowledge of the financial regulations applicable to U.S. credit card products and commercial lending including UDAP, Fair Lending, sales and marketing practices, and other relative...
Senior Manager - Compliance, U.S. Consumer
- Sunrise, FL (9 miles from Weston, FL)
- 8 days ago
- Sunrise, FL (9 miles from Weston, FL)
- 8 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Medical Student Clinical Compliance Coordinator
- Boca Raton, FL (24 miles from Weston, FL)
- 9 days ago
- Boca Raton, FL (24 miles from Weston, FL)
- 9 days ago
Apply now to join FAU on its race to excellence. For more information on everything FAU has to offer, please visit www.fau.edu/jobs. Note: Current FAU employees must apply as an internal applicant...
- Doral, FL (22 miles from Weston, FL)
- 17 days ago
- Doral, FL (22 miles from Weston, FL)
- 17 days ago
Knowledge of EAR, ITAR, FTR, and OFAC concepts and practices....
- Hollywood, FL (16 miles from Weston, FL)
- 23 days ago
- Hollywood, FL (16 miles from Weston, FL)
- 23 days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML Officer...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (12 miles from Weston, FL)
- 29 days ago
- Miami Gardens, FL (12 miles from Weston, FL)
- 29 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (14 miles from Weston, FL)
- 30+ days ago
- Miami Lakes, FL (14 miles from Weston, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
- Sunny Isles Beach, FL (18 miles from Weston, FL)
- 30+ days ago
- Sunny Isles Beach, FL (18 miles from Weston, FL)
- 30+ days ago
The purpose of this position is to perform technical and supervisory work in the enforcement and investigation of City Codes, regulations and ordinances to ensure compliance regarding violations...
- Boca Raton, FL (24 miles from Weston, FL)
- 45+ days ago
- Boca Raton, FL (24 miles from Weston, FL)
- 45+ days ago
Regulation Z Compliance: Oversee disclosure requirements, advertising rules, and loan origination compliance under TILA to ensure transparency in lending practices....
- Lauderdale Lakes, FL (13 miles from Weston, FL)
- 60+ days ago
- Lauderdale Lakes, FL (13 miles from Weston, FL)
- 60+ days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
Demographic Data for Weston, FL
Moving to Weston, FL? Find some basic demographic data about Weston, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Weston, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Weston, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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