Compliance Manager Jobs in Weston, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Sunrise, FL (9 miles from Weston, FL)
- 4 hours ago
- Sunrise, FL (9 miles from Weston, FL)
- 4 hours ago
effectively mitigate compliance risks and provide regulatory guidance on applicability of consumer credit laws including but not limited to Unfair Deceptive Abusive Acts or Practices (UDAAP) and Truth in Lending...
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 9 hours ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 9 hours ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Compliance Monitoring and Programs
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 9 hours ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 9 hours ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Manager - Compliance; Fair Lending
- Sunrise, FL (9 miles from Weston, FL)
- 1 day ago
- Sunrise, FL (9 miles from Weston, FL)
- 1 day ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Lauderdale Lakes, FL (13 miles from Weston, FL)
- 6 days ago
- Lauderdale Lakes, FL (13 miles from Weston, FL)
- 6 days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 7 days ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 7 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
- Sunrise, FL (9 miles from Weston, FL)
- 7 days ago
- Sunrise, FL (9 miles from Weston, FL)
- 7 days ago
applicable policy and regulatory requirements as related to small business deposit products, including UDAP customer protection, Regulation CC, FCRA, Regulation E, Regulation DD, NACHA, UCC, privacy, anti-money...
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 7 days ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 7 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 7 days ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 7 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 8 days ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 8 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 9 days ago
- Fort Lauderdale, FL (15 miles from Weston, FL)
- 9 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Manager-Compliance: USIU Enhanced Due Diligence
- Sunrise, FL (9 miles from Weston, FL)
- 11 days ago
- Sunrise, FL (9 miles from Weston, FL)
- 11 days ago
Due Diligence (EDD) processes Advanced knowledge of financial crime red flags across credit card, retail banking, and lending products, with an emphasis on suspicious transaction and customer behavior...
Manager-Compliance - Training Manager
- Sunrise, FL (9 miles from Weston, FL)
- 11 days ago
- Sunrise, FL (9 miles from Weston, FL)
- 11 days ago
understanding of AML-related laws and regulations and other guidance 6+ years of work experience in a financial services institution or payment institution in any of the following areas is highly preferred: Anti-Money...
Manager-Compliance; Termination of Accounts
- Sunrise, FL (9 miles from Weston, FL)
- 14 days ago
- Sunrise, FL (9 miles from Weston, FL)
- 14 days ago
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (12 miles from Weston, FL)
- 21 days ago
- Miami Gardens, FL (12 miles from Weston, FL)
- 21 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Demographic Data for Weston, FL
Moving to Weston, FL? Find some basic demographic data about Weston, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Weston, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Weston, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »