Compliance Manager Jobs in Sunrise, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Medical Student Clinical Compliance Coordinator
- Boca Raton, FL (16 miles from Sunrise, FL)
- 2 days ago
- Boca Raton, FL (16 miles from Sunrise, FL)
- 2 days ago
Apply now to join FAU on its race to excellence. For more information on everything FAU has to offer, please visit www.fau.edu/jobs. Note: Current FAU employees must apply as an internal applicant...
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
- Doral, FL (24 miles from Sunrise, FL)
- 10 days ago
- Doral, FL (24 miles from Sunrise, FL)
- 10 days ago
Knowledge of EAR, ITAR, FTR, and OFAC concepts and practices....
Manager - Compliance - Global Commercial Services Marketing
- Sunrise, FL
- 13 days ago
- Sunrise, FL
- 13 days ago
Review marketing, campaign strategies, and advertising materials for adherence to applicable laws including but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending (Reg Z),...
- Hollywood, FL (11 miles from Sunrise, FL)
- 15 days ago
- Hollywood, FL (11 miles from Sunrise, FL)
- 15 days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML Officer...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (15 miles from Sunrise, FL)
- 21 days ago
- Miami Gardens, FL (15 miles from Sunrise, FL)
- 21 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (17 miles from Sunrise, FL)
- 23 days ago
- Miami Lakes, FL (17 miles from Sunrise, FL)
- 23 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
- Sunny Isles Beach, FL (15 miles from Sunrise, FL)
- 30+ days ago
- Sunny Isles Beach, FL (15 miles from Sunrise, FL)
- 30+ days ago
The purpose of this position is to perform technical and supervisory work in the enforcement and investigation of City Codes, regulations and ordinances to ensure compliance regarding violations...
- Boca Raton, FL (16 miles from Sunrise, FL)
- 45+ days ago
- Boca Raton, FL (16 miles from Sunrise, FL)
- 45+ days ago
Regulation Z Compliance: Oversee disclosure requirements, advertising rules, and loan origination compliance under TILA to ensure transparency in lending practices....
- Lauderdale Lakes, FL (4 miles from Sunrise, FL)
- 60+ days ago
- Lauderdale Lakes, FL (4 miles from Sunrise, FL)
- 60+ days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
Demographic Data for Sunrise, FL
Moving to Sunrise, FL? Find some basic demographic data about Sunrise, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sunrise, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sunrise, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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