Compliance Manager Jobs in Seminole, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Tampa, FL (21 miles from Seminole, FL)
- 4 days ago
- Tampa, FL (21 miles from Seminole, FL)
- 4 days ago
Compliance Coordinator Location: Tampa, FL Industry: Logistics Pay: $60,000-$65,000 annually About Our Client: Addison Group is partnering with a growing organization in the logistics industry to...
SVP, Capital Markets Chief Compliance Officer
- Saint Petersburg, FL (10 miles from Seminole, FL)
- 26 days ago
- Saint Petersburg, FL (10 miles from Seminole, FL)
- 26 days ago
Laundering Specialist (ACAMS) - Association of Certified Anti-Money Laundering Specialists (ACAMS) **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors...
Compliance Manager RJIM Communication Review
- Saint Petersburg, FL (10 miles from Seminole, FL)
- 30+ days ago
- Saint Petersburg, FL (10 miles from Seminole, FL)
- 30+ days ago
Under intermittent supervision and with high level of autonomy, uses extensive knowledge of financial industry marketing/advertising and skills obtained through education and experience in...
- Clearwater, FL (9 miles from Seminole, FL)
- 30+ days ago
- Clearwater, FL (9 miles from Seminole, FL)
- 30+ days ago
Our Company Explore how you can contribute at AmeriLife. For over 50 years, AmeriLife has been a leader in the development, marketing and distribution of annuity, life and health insurance...
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
Title: Regulatory Affairs Manager Company: Peoples Gas System State and City: Florida - Tampa Shift: 8 Hr. X 5 Days WHO WE ARE Peoples Gas System is the fastest growing natural gas utility in the...
Risk Compliance Officer II - Compliance Testing
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
- Tampa, FL (21 miles from Seminole, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Compliance Officer, Global Banking & Markets, US Compliance
- Tampa, FL (21 miles from Seminole, FL)
- 60+ days ago
- Tampa, FL (21 miles from Seminole, FL)
- 60+ days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Audit and Compliance Supervisor - Patient Financial Services
- Clearwater, FL (9 miles from Seminole, FL)
- 90+ days ago
- Clearwater, FL (9 miles from Seminole, FL)
- 90+ days ago
BayCare is currently in search of our newest Team Member who is passionate about providing outstanding customer service to our community. We are looking for an individual seeking a career...
Demographic Data for Seminole, FL
Moving to Seminole, FL? Find some basic demographic data about Seminole, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Seminole, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Seminole, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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