Compliance Manager Jobs in Pompano Beach, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (24 miles from Pompano Beach, FL)
- 3 days ago
- Miami Gardens, FL (24 miles from Pompano Beach, FL)
- 3 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Manager - Compliance (B2B Payments)
- Sunrise, FL (8 miles from Pompano Beach, FL)
- 11 days ago
- Sunrise, FL (8 miles from Pompano Beach, FL)
- 11 days ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
- Sunny Isles Beach, FL (20 miles from Pompano Beach, FL)
- 12 days ago
- Sunny Isles Beach, FL (20 miles from Pompano Beach, FL)
- 12 days ago
The purpose of this position is to perform technical and supervisory work in the enforcement and investigation of City Codes, regulations and ordinances to ensure compliance regarding violations...
- Sunrise, FL (8 miles from Pompano Beach, FL)
- 13 days ago
- Sunrise, FL (8 miles from Pompano Beach, FL)
- 13 days ago
applicable policy and regulatory requirements as related to small business deposit products, including UDAP customer protection, Regulation CC, FCRA, Regulation E, Regulation DD, NACHA, UCC, privacy, anti-money...
- Boca Raton, FL (8 miles from Pompano Beach, FL)
- 30+ days ago
- Boca Raton, FL (8 miles from Pompano Beach, FL)
- 30+ days ago
Regulation Z Compliance: Oversee disclosure requirements, advertising rules, and loan origination compliance under TILA to ensure transparency in lending practices....
- Lauderdale Lakes, FL (4 miles from Pompano Beach, FL)
- 45+ days ago
- Lauderdale Lakes, FL (4 miles from Pompano Beach, FL)
- 45+ days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Tamarac, FL (4 miles from Pompano Beach, FL)
- 90+ days ago
- Tamarac, FL (4 miles from Pompano Beach, FL)
- 90+ days ago
Reports to the Code Compliance Manager or designee....
Demographic Data for Pompano Beach, FL
Moving to Pompano Beach, FL? Find some basic demographic data about Pompano Beach, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pompano Beach, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pompano Beach, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- 21 CFR 820
- Institutional Review Board
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Wealth Management
- Internal Control
- USDA
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Complaint Resolution
- Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Auditing
- Microsoft Outlook
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »