Compliance Manager Jobs in Pembroke Pines, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 2 days ago
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 2 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Miami Gardens, FL (7 miles from Pembroke Pines, FL)
- 10 days ago
- Miami Gardens, FL (7 miles from Pembroke Pines, FL)
- 10 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
Quality Improvement and Compliance Coordinator
- Hialeah, FL (10 miles from Pembroke Pines, FL)
- 10 days ago
- Hialeah, FL (10 miles from Pembroke Pines, FL)
- 10 days ago
Coordinator - Quality Improvement And Compliance As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949, Mount Sinai Medical Center has remained committed to providing...
- Miami Lakes, FL (8 miles from Pembroke Pines, FL)
- 12 days ago
- Miami Lakes, FL (8 miles from Pembroke Pines, FL)
- 12 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Sunrise, FL (11 miles from Pembroke Pines, FL)
- 19 days ago
- Sunrise, FL (11 miles from Pembroke Pines, FL)
- 19 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Miami, FL (15 miles from Pembroke Pines, FL)
- 24 days ago
- Miami, FL (15 miles from Pembroke Pines, FL)
- 24 days ago
Experience working with large-scale commercial banking products, corporate lending, and institutional risk management....
- Lauderdale Lakes, FL (13 miles from Pembroke Pines, FL)
- 25 days ago
- Lauderdale Lakes, FL (13 miles from Pembroke Pines, FL)
- 25 days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 26 days ago
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 26 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 26 days ago
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 26 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 26 days ago
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 26 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 28 days ago
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 28 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Senior City Policy and Regulatory Affairs Manager, Miami
- Miami, FL (15 miles from Pembroke Pines, FL)
- 30+ days ago
- Miami, FL (15 miles from Pembroke Pines, FL)
- 30+ days ago
The Policy and Regulatory Affairs team at Zoox is a cross-functional organization responsible for advancing Zoox's public policy and regulatory goals and creating a proactive safety culture across...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (7 miles from Pembroke Pines, FL)
- 30+ days ago
- Miami Gardens, FL (7 miles from Pembroke Pines, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (8 miles from Pembroke Pines, FL)
- 30+ days ago
- Miami Lakes, FL (8 miles from Pembroke Pines, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 45+ days ago
- Fort Lauderdale, FL (10 miles from Pembroke Pines, FL)
- 45+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Demographic Data for Pembroke Pines, FL
Moving to Pembroke Pines, FL? Find some basic demographic data about Pembroke Pines, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pembroke Pines, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pembroke Pines, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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