Compliance Manager Jobs in Miami Beach, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 9 hours ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 9 hours ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Compliance Monitoring and Programs
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 9 hours ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 9 hours ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Miami, FL (3 miles from Miami Beach, FL)
- 5 days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 5 days ago
Experience working with large-scale commercial banking products, corporate lending, and institutional risk management....
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 7 days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 7 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 7 days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 7 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 7 days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 7 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 8 days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 8 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 9 days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 9 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Senior City Policy and Regulatory Affairs Manager, Miami
- Miami, FL (3 miles from Miami Beach, FL)
- 15 days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 15 days ago
The Policy and Regulatory Affairs team at Zoox is a cross-functional organization responsible for advancing Zoox's public policy and regulatory goals and creating a proactive safety culture across...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (16 miles from Miami Beach, FL)
- 21 days ago
- Miami Gardens, FL (16 miles from Miami Beach, FL)
- 21 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (14 miles from Miami Beach, FL)
- 23 days ago
- Miami Lakes, FL (14 miles from Miami Beach, FL)
- 23 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 30+ days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 30+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Training & Compliance Supervisor
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 30+ days ago
- Fort Lauderdale, FL (24 miles from Miami Beach, FL)
- 30+ days ago
Key Responsibilities Understand applicable policies, procedures, and regulations and work with management to ensure that all employees are trained to standard Work with the General Manager to...
Compliance Manager, Program Governance
- Miami, FL (3 miles from Miami Beach, FL)
- 30+ days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 30+ days ago
COMPLIANCE MANAGER, PROGRAM GOVERNANCE DEPARTMENT: COMPLIANCE LOCATION: MIAMI Compliance Manager, Program Governance Miami, FL MAJORITY is a groundbreaking mobile banking service built for migrants,...
Compliance Manager, Governance
- Miami, FL (3 miles from Miami Beach, FL)
- 30+ days ago
- Miami, FL (3 miles from Miami Beach, FL)
- 30+ days ago
COMPLIANCE MANAGER, GOVERNANCE DEPARTMENT: COMPLIANCE LOCATION: MIAMI Compliance Manager, Program Governance Miami, FL MAJORITY is a groundbreaking mobile banking service built for migrants, by migrants...
Demographic Data for Miami Beach, FL
Moving to Miami Beach, FL? Find some basic demographic data about Miami Beach, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Miami Beach, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Miami Beach, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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