Compliance Manager Jobs in Margate, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 2 days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 2 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Boca Raton, FL (10 miles from Margate, FL)
- 4 days ago
- Boca Raton, FL (10 miles from Margate, FL)
- 4 days ago
Regulation Z Compliance: Oversee disclosure requirements, advertising rules, and loan origination compliance under TILA to ensure transparency in lending practices....
- Miami Gardens, FL (22 miles from Margate, FL)
- 10 days ago
- Miami Gardens, FL (22 miles from Margate, FL)
- 10 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Miami Lakes, FL (24 miles from Margate, FL)
- 12 days ago
- Miami Lakes, FL (24 miles from Margate, FL)
- 12 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
- Sunrise, FL (7 miles from Margate, FL)
- 19 days ago
- Sunrise, FL (7 miles from Margate, FL)
- 19 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Lauderdale Lakes, FL (5 miles from Margate, FL)
- 25 days ago
- Lauderdale Lakes, FL (5 miles from Margate, FL)
- 25 days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 26 days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 26 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 26 days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 26 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 26 days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 26 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 28 days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 28 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (22 miles from Margate, FL)
- 30+ days ago
- Miami Gardens, FL (22 miles from Margate, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (24 miles from Margate, FL)
- 30+ days ago
- Miami Lakes, FL (24 miles from Margate, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 45+ days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 45+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Training & Compliance Supervisor
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 45+ days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 45+ days ago
Key Responsibilities Understand applicable policies, procedures, and regulations and work with management to ensure that all employees are trained to standard Work with the General Manager to...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 60+ days ago
- Fort Lauderdale, FL (10 miles from Margate, FL)
- 60+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Demographic Data for Margate, FL
Moving to Margate, FL? Find some basic demographic data about Margate, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Margate, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Margate, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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