Compliance Manager Jobs in Lauderdale Lakes, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager - Compliance; Fair Lending
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 20 hours ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 20 hours ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Boca Raton, FL (12 miles from Lauderdale Lakes, FL)
- 7 days ago
- Boca Raton, FL (12 miles from Lauderdale Lakes, FL)
- 7 days ago
Regulation Z Compliance: Oversee disclosure requirements, advertising rules, and loan origination compliance under TILA to ensure transparency in lending practices....
- Miami Gardens, FL (19 miles from Lauderdale Lakes, FL)
- 13 days ago
- Miami Gardens, FL (19 miles from Lauderdale Lakes, FL)
- 13 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
Quality Improvement and Compliance Coordinator
- Hialeah, FL (23 miles from Lauderdale Lakes, FL)
- 14 days ago
- Hialeah, FL (23 miles from Lauderdale Lakes, FL)
- 14 days ago
Coordinator - Quality Improvement And Compliance As Mount Sinai grows, so does our legacy in high-quality health care. Since 1949, Mount Sinai Medical Center has remained committed to providing...
- Miami Lakes, FL (21 miles from Lauderdale Lakes, FL)
- 15 days ago
- Miami Lakes, FL (21 miles from Lauderdale Lakes, FL)
- 15 days ago
Location: On site at Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Naples, FL SUMMARY The Risk Compliance Manager is responsible for assisting in the design...
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 29 days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 29 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 30+ days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 30+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (19 miles from Lauderdale Lakes, FL)
- 30+ days ago
- Miami Gardens, FL (19 miles from Lauderdale Lakes, FL)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (21 miles from Lauderdale Lakes, FL)
- 45+ days ago
- Miami Lakes, FL (21 miles from Lauderdale Lakes, FL)
- 45+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 45+ days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 45+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 60+ days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 60+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Reports to the Code Compliance Manager or designee....
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
Supervision is received from the Assistant Code Compliance Manager and Chief Code Compliance who provides assistance to achieve effective code enforcement....
Assistant Code Compliance Manager
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
Demographic Data for Lauderdale Lakes, FL
Moving to Lauderdale Lakes, FL? Find some basic demographic data about Lauderdale Lakes, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lauderdale Lakes, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lauderdale Lakes, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Sales
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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