Compliance Manager Jobs in Lauderdale Lakes, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Deerfield Beach, FL (9 miles from Lauderdale Lakes, FL)
- 1 day ago
- Deerfield Beach, FL (9 miles from Lauderdale Lakes, FL)
- 1 day ago
At Butterfly Effects, we are proud to improve the lives of children and families affected by autism spectrum disorder through a family-centric applied behavior analysis (ABA) approach. Our mission...
Manager-Compliance; Anti-Money Laundering
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 1 day ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 1 day ago
matter expert and point of contact for globally dispersed FIU colleagues Minimum Qualifications 3+ years of work experience in a financial services or payment institution in any of the following areas: Anti-Money...
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 2 days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 2 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Customs Compliance Coordinator
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 3 days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 3 days ago
Wartsila is an innovative technology company known for being a forerunner in the Marine and Energy markets. Every day, we - Wartsilians - put our hearts and minds into turning Wartsila's purpose...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 6 days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 6 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Compliance Coordinator (Admin Assistant)
- Hialeah, FL (23 miles from Lauderdale Lakes, FL)
- 8 days ago
- Hialeah, FL (23 miles from Lauderdale Lakes, FL)
- 8 days ago
Provides various reports, including safety trends. Performs other duties and projects as assigned.Create reports and assist with presentations.Assist operational staff with the implementation of...
Global Trade & Compliance Director
- Boca Raton, FL (12 miles from Lauderdale Lakes, FL)
- 15 days ago
- Boca Raton, FL (12 miles from Lauderdale Lakes, FL)
- 15 days ago
Experience working with government agencies (e.g., Customs and Border Protection, OFAC) and other regulatory bodies....
Privacy Compliance Oversight Manager (US)
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 22 days ago
- Fort Lauderdale, FL (5 miles from Lauderdale Lakes, FL)
- 22 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Reports to the Code Compliance Manager or designee....
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
Supervision is received from the Assistant Code Compliance Manager and Chief Code Compliance who provides assistance to achieve effective code enforcement....
Assistant Code Compliance Manager
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
Reports to the Code Compliance Manager or designee....
Demographic Data for Lauderdale Lakes, FL
Moving to Lauderdale Lakes, FL? Find some basic demographic data about Lauderdale Lakes, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lauderdale Lakes, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lauderdale Lakes, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Equity Research
- Loss Control
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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