Compliance Manager Jobs in Lauderdale Lakes, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager - Compliance (B2B Payments)
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 1 day ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 1 day ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 6 days ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 6 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Manager - Compliance, U.S. Consumer
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 13 days ago
- Sunrise, FL (4 miles from Lauderdale Lakes, FL)
- 13 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
- Hollywood, FL (12 miles from Lauderdale Lakes, FL)
- 27 days ago
- Hollywood, FL (12 miles from Lauderdale Lakes, FL)
- 27 days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML Officer...
- Sunny Isles Beach, FL (17 miles from Lauderdale Lakes, FL)
- 30+ days ago
- Sunny Isles Beach, FL (17 miles from Lauderdale Lakes, FL)
- 30+ days ago
The purpose of this position is to perform technical and supervisory work in the enforcement and investigation of City Codes, regulations and ordinances to ensure compliance regarding violations...
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
Demographic Data for Lauderdale Lakes, FL
Moving to Lauderdale Lakes, FL? Find some basic demographic data about Lauderdale Lakes, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lauderdale Lakes, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lauderdale Lakes, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »