Compliance Manager Jobs in Hallandale Beach, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Miami, FL (14 miles from Hallandale Beach, FL)
- 2 days ago
- Miami, FL (14 miles from Hallandale Beach, FL)
- 2 days ago
Experience working with large-scale commercial banking products, corporate lending, and institutional risk management....
- Lauderdale Lakes, FL (14 miles from Hallandale Beach, FL)
- 3 days ago
- Lauderdale Lakes, FL (14 miles from Hallandale Beach, FL)
- 3 days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 4 days ago
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 4 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 4 days ago
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 4 days ago
applicable policy and regulatory requirements as related to small business deposit products, including UDAP customer protection, Regulation CC, FCRA, Regulation E, Regulation DD, NACHA, UCC, privacy, anti-money...
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 4 days ago
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 4 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 4 days ago
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 4 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 5 days ago
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 5 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 6 days ago
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 6 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Manager-Compliance: USIU Enhanced Due Diligence
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 8 days ago
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 8 days ago
Due Diligence (EDD) processes Advanced knowledge of financial crime red flags across credit card, retail banking, and lending products, with an emphasis on suspicious transaction and customer behavior...
Manager-Compliance - Training Manager
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 8 days ago
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 8 days ago
understanding of AML-related laws and regulations and other guidance 6+ years of work experience in a financial services institution or payment institution in any of the following areas is highly preferred: Anti-Money...
Manager-Compliance; Termination of Accounts
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 11 days ago
- Sunrise, FL (12 miles from Hallandale Beach, FL)
- 11 days ago
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
Senior City Policy and Regulatory Affairs Manager, Miami
- Miami, FL (14 miles from Hallandale Beach, FL)
- 12 days ago
- Miami, FL (14 miles from Hallandale Beach, FL)
- 12 days ago
The Policy and Regulatory Affairs team at Zoox is a cross-functional organization responsible for advancing Zoox's public policy and regulatory goals and creating a proactive safety culture across...
Risk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (11 miles from Hallandale Beach, FL)
- 18 days ago
- Miami Gardens, FL (11 miles from Hallandale Beach, FL)
- 18 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (10 miles from Hallandale Beach, FL)
- 20 days ago
- Miami Lakes, FL (10 miles from Hallandale Beach, FL)
- 20 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 30+ days ago
- Fort Lauderdale, FL (10 miles from Hallandale Beach, FL)
- 30+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Demographic Data for Hallandale Beach, FL
Moving to Hallandale Beach, FL? Find some basic demographic data about Hallandale Beach, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hallandale Beach, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hallandale Beach, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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