Compliance Manager Jobs in Doral, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Miami, FL (6 miles from Doral, FL)
- 1 day ago
- Miami, FL (6 miles from Doral, FL)
- 1 day ago
development, research, and implementation of comprehensive compliance programs, procedures, and policies following regulations and company policies. involving ethics, anti-bribery, anti-corruption, anti-money...
General Accounting and Compliance Coordinator General Accounting and Compliance Coordinator
- Miami, FL (6 miles from Doral, FL)
- 6 days ago
- Miami, FL (6 miles from Doral, FL)
- 6 days ago
General Accounting and Compliance Coordinator Yamaha Motor USA 1 ( ) Miami, FL Why you should apply for a job to Yamaha Motor USA : The Yamaha Women's Alliance is an ERG that supports women in the...
Manager-Compliance; Termination of Accounts
- Sunrise, FL (24 miles from Doral, FL)
- 7 days ago
- Sunrise, FL (24 miles from Doral, FL)
- 7 days ago
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
- Miami, FL (6 miles from Doral, FL)
- 8 days ago
- Miami, FL (6 miles from Doral, FL)
- 8 days ago
Knowledge of EAR, ITAR, FTR, and OFAC concepts and practices....
Manager - Compliance - Global Commercial Services Marketing
- Sunrise, FL (24 miles from Doral, FL)
- 12 days ago
- Sunrise, FL (24 miles from Doral, FL)
- 12 days ago
Review marketing, campaign strategies, and advertising materials for adherence to applicable laws including but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending (Reg Z),...
Senior Manager - Compliance Programs Governance
- Fort Lauderdale, FL (24 miles from Doral, FL)
- 12 days ago
- Fort Lauderdale, FL (24 miles from Doral, FL)
- 12 days ago
banking, broker-dealer operations, and wealth management....
Compliance Manager - Compliance Monitoring and Programs
- Fort Lauderdale, FL (24 miles from Doral, FL)
- 12 days ago
- Fort Lauderdale, FL (24 miles from Doral, FL)
- 12 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Hollywood, FL (18 miles from Doral, FL)
- 14 days ago
- Hollywood, FL (18 miles from Doral, FL)
- 14 days ago
Overview The Director of Compliance is responsible for leading and overseeing the Propertys compliance and Anti-Money Laundering (AML) program and will serve as the propertys designated BSA AML Officer...
Compliance Director Consumer Goods
- Miami, FL (6 miles from Doral, FL)
- 14 days ago
- Miami, FL (6 miles from Doral, FL)
- 14 days ago
LOCATION Miami, FL EMPLOYMENT TYPE Direct Hire CATEGORY Private Services DIVISION Fourth Floor This role is with a client of Fourth Floor, a Women-Owned fashion recruiting firm and part of the...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Miami, FL (6 miles from Doral, FL)
- 15 days ago
- Miami, FL (6 miles from Doral, FL)
- 15 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote WorkRisk Compliance Officer II - Compliance Testing
- Miami Gardens, FL (9 miles from Doral, FL)
- 20 days ago
- Miami Gardens, FL (9 miles from Doral, FL)
- 20 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Risk Compliance Officer II - Compliance Testing
- Miami Lakes, FL (7 miles from Doral, FL)
- 21 days ago
- Miami Lakes, FL (7 miles from Doral, FL)
- 21 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
General Accounting and Compliance Coordinator
- Miami, FL (6 miles from Doral, FL)
- 26 days ago
- Miami, FL (6 miles from Doral, FL)
- 26 days ago
Position Title: General Accounting and Compliance Coordinator Department: Accounting Job Type: Full-Time - Pay Range: $20.00 to $23.00 per hour Location: Miami, Florida Company: Yamaha Motor...
- Coral Gables, FL (5 miles from Doral, FL)
- 27 days ago
- Coral Gables, FL (5 miles from Doral, FL)
- 27 days ago
Description The Regulatory Manager will provide hands-on support for day-to-day regulatory functions. Responsibilities include the preparation, formatting, and editing of clinical components of...
Audit Project Manager - Compliance
- Miami, FL (6 miles from Doral, FL)
- 29 days ago
- Miami, FL (6 miles from Doral, FL)
- 29 days ago
Location: On site at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to:...
Demographic Data for Doral, FL
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Salary for Compliance Manager Jobs in Doral, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Doral, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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