Compliance Manager Jobs in Deerfield Beach, FL
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 3 days ago
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 3 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Boca Raton, FL (3 miles from Deerfield Beach, FL)
- 5 days ago
- Boca Raton, FL (3 miles from Deerfield Beach, FL)
- 5 days ago
Regulation Z Compliance: Oversee disclosure requirements, advertising rules, and loan origination compliance under TILA to ensure transparency in lending practices....
- Sunrise, FL (13 miles from Deerfield Beach, FL)
- 20 days ago
- Sunrise, FL (13 miles from Deerfield Beach, FL)
- 20 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Lauderdale Lakes, FL (9 miles from Deerfield Beach, FL)
- 26 days ago
- Lauderdale Lakes, FL (9 miles from Deerfield Beach, FL)
- 26 days ago
The Full-time Code Compliance Supervisor works under the general guidance and direction of the Director of Development Services or designee. Serves as an integral part of the department to perform...
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 27 days ago
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 27 days ago
Responsibilities Under the direction of the Compliance Manager, the Compliance Coordinator is responsible for providing support in all compliance related activities....
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 29 days ago
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 29 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 45+ days ago
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 45+ days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Training & Compliance Supervisor
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 45+ days ago
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 45+ days ago
Key Responsibilities Understand applicable policies, procedures, and regulations and work with management to ensure that all employees are trained to standard Work with the General Manager to...
Quality/SHE Compliance Supervisor
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 60+ days ago
- Fort Lauderdale, FL (13 miles from Deerfield Beach, FL)
- 60+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Tamarac, FL (9 miles from Deerfield Beach, FL)
- 90+ days ago
- Tamarac, FL (9 miles from Deerfield Beach, FL)
- 90+ days ago
Reports to the Code Compliance Manager or designee....
- Sunrise, FL (13 miles from Deerfield Beach, FL)
- 90+ days ago
- Sunrise, FL (13 miles from Deerfield Beach, FL)
- 90+ days ago
Supervision is received from the Assistant Code Compliance Manager and Chief Code Compliance who provides assistance to achieve effective code enforcement....
Assistant Code Compliance Manager
- Sunrise, FL (13 miles from Deerfield Beach, FL)
- 90+ days ago
- Sunrise, FL (13 miles from Deerfield Beach, FL)
- 90+ days ago
Description NATURE OF WORK This classification involves supervising fieldwork for investigation, interpretation, and execution of regulatory codes and ordinances for the City. An employee in this...
Demographic Data for Deerfield Beach, FL
Moving to Deerfield Beach, FL? Find some basic demographic data about Deerfield Beach, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Deerfield Beach, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Deerfield Beach, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Change Management
- Implementation
- Fixed Income
- Management Consulting
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »