Compliance Manager Jobs in Wilmington, DE
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Trade Customs Compliance Coordinator (ONSITE) Please note that this is a 12+ months contract position. Qualifications Must be proficient with Microsoft Excel and have strong communication skills....
VP, Compliance Officer - Testing and Monitoring
- Malvern, PA (22 miles from Wilmington, DE)
- 10 days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 10 days ago
As well as the following items: Review and examine various business units for compliance with numerous banking regulations covering deposit and lending areas. Time management and priority setting....
Regulatory Affairs Manager, Designed Enzymatic Biomaterials
- Wilmington, DE
- 11 days ago
- Wilmington, DE
- 11 days ago
IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food, beverage, dietary supplement, pharmaceutical and materials industries. In the Global...
- Greenville, DE (7 miles from Wilmington, DE)
- 21 days ago
- Greenville, DE (7 miles from Wilmington, DE)
- 21 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- Philadelphia, PA (24 miles from Wilmington, DE)
- 24 days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 24 days ago
Work with North American Claims QA and Compliance Manager to ensure compliance in developing areas of insurance laws and regulations....
Sr. Regulatory Affairs Manager
- Pennsville, NJ (6 miles from Wilmington, DE)
- 30+ days ago
- Pennsville, NJ (6 miles from Wilmington, DE)
- 30+ days ago
General Information Country United States City Pennsville, New Jersey Functional Area Research & Development Job Group Regulatory Affairs Employment Type Permanent Contract Working time Full-time...
Invst Operations Securities Specialist
- Newark, DE (12 miles from Wilmington, DE)
- 30+ days ago
- Newark, DE (12 miles from Wilmington, DE)
- 30+ days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
- Philadelphia, PA (24 miles from Wilmington, DE)
- 45+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 45+ days ago
Regulatory Affairs Manager Who We Are Essity is a global leader in health and hygiene headquartered in Stockholm, Sweden, with a North American headquarters located in Philadelphia, PA. We are a...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (22 miles from Wilmington, DE)
- 45+ days ago
- Malvern, PA (22 miles from Wilmington, DE)
- 45+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Philadelphia, PA (24 miles from Wilmington, DE)
- 45+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 45+ days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Philadelphia, PA (24 miles from Wilmington, DE)
- 60+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 60+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
- Greenville, DE (7 miles from Wilmington, DE)
- 60+ days ago
- Greenville, DE (7 miles from Wilmington, DE)
- 60+ days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
Risk Assessment and Compliance Director
- Philadelphia, PA (24 miles from Wilmington, DE)
- 60+ days ago
- Philadelphia, PA (24 miles from Wilmington, DE)
- 60+ days ago
The American Friends Service Committee (AFSC) is a Quaker faith-based global organization that promotes lasting peace with justice as a practical expression of faith in action. Drawing on...
Demographic Data for Wilmington, DE
Moving to Wilmington, DE? Find some basic demographic data about Wilmington, DE below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Wilmington, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Wilmington, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- 21 CFR 820
- Institutional Review Board
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Wealth Management
- Internal Control
- USDA
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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