Compliance Manager Jobs in Rockland, DE
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sr. Regulatory Affairs Manager
- Pennsville, NJ (11 miles from Rockland, DE)
- 5 days ago
- Pennsville, NJ (11 miles from Rockland, DE)
- 5 days ago
General Information Country United States City Pennsville, New Jersey Functional Area Research & Development Job Group Regulatory Affairs Employment Type Permanent Contract Working time Full-time...
Invst Operations Securities Specialist
- Newark, DE (14 miles from Rockland, DE)
- 6 days ago
- Newark, DE (14 miles from Rockland, DE)
- 6 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Director, Retail Regulatory Enablement
- Malvern, PA (17 miles from Rockland, DE)
- 7 days ago
- Malvern, PA (17 miles from Rockland, DE)
- 7 days ago
The Office of the General Counsel supports Vanguard investors by providing trusted advice and expertise, mitigating risks, and serving as strategic business partners dedicated to protecting...
- Villanova, PA (20 miles from Rockland, DE)
- 10 days ago
- Villanova, PA (20 miles from Rockland, DE)
- 10 days ago
Compliance Coordinator T Posting Details Do you have questions about the application process? If so, please refer to the Applicant FAQ's. Posting Details (Default Section) Posting Number:...
Assistant Resident Care Director/Compliance Director
- Media, PA (11 miles from Rockland, DE)
- 14 days ago
- Media, PA (11 miles from Rockland, DE)
- 14 days ago
At Watermark Retirement Communities, we've been a trusted leader in senior living for over 30 years, driven by our commitment to building an innovative, compassionate culture for both residents...
- Philadelphia, PA (24 miles from Rockland, DE)
- 17 days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 17 days ago
Regulatory Affairs Manager Who We Are Essity is a global leader in health and hygiene headquartered in Stockholm, Sweden, with a North American headquarters located in Philadelphia, PA. We are a...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (17 miles from Rockland, DE)
- 20 days ago
- Malvern, PA (17 miles from Rockland, DE)
- 20 days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Philadelphia, PA (24 miles from Rockland, DE)
- 20 days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 20 days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Environmental Risk & Compliance Manager
- Philadelphia, PA (24 miles from Rockland, DE)
- 30+ days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 30+ days ago
We have a fantastic opportunity for an Environmental Risk & Compliance Manager to join our team on a full-time permanent basis....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Philadelphia, PA (24 miles from Rockland, DE)
- 30+ days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 30+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
- Greenville, DE (2 miles from Rockland, DE)
- 30+ days ago
- Greenville, DE (2 miles from Rockland, DE)
- 30+ days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
Risk Assessment and Compliance Director
- Philadelphia, PA (24 miles from Rockland, DE)
- 45+ days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 45+ days ago
The American Friends Service Committee is a Quaker religious organization that promotes lasting peace with justice, as a practical expression of faith in action. Drawing on continuing spiritual...
- Newark, DE (14 miles from Rockland, DE)
- 60+ days ago
- Newark, DE (14 miles from Rockland, DE)
- 60+ days ago
Join Chimes - and go further to help others go far! Chimes is a not-for-profit organization that assists people with intellectual and behavioral challenges to achieve their fullest potential. Our...
Demographic Data for Rockland, DE
Moving to Rockland, DE? Find some basic demographic data about Rockland, DE below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rockland, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rockland, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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