Compliance Manager Jobs in Newark, DE
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Wilmington, DE (12 miles from Newark, DE)
- 5 days ago
- Wilmington, DE (12 miles from Newark, DE)
- 5 days ago
Work with North American Claims QA and Compliance Manager to ensure compliance in developing areas of insurance laws and regulations....
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
- Wilmington, DE (12 miles from Newark, DE)
- 16 days ago
- Wilmington, DE (12 miles from Newark, DE)
- 16 days ago
Professional accreditation such as a Certified Regulatory Compliance Manager (CRCM) or Certified Risk and Compliance Management Professional (CRCMP) is preferred....
Regulatory Affairs Manager, Designed Enzymatic Biomaterials
- Wilmington, DE (12 miles from Newark, DE)
- 27 days ago
- Wilmington, DE (12 miles from Newark, DE)
- 27 days ago
IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food, beverage, dietary supplement, pharmaceutical and materials industries. In the Global...
- Greenville, DE (13 miles from Newark, DE)
- 30+ days ago
- Greenville, DE (13 miles from Newark, DE)
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Sr. Regulatory Affairs Manager
- Pennsville, NJ (10 miles from Newark, DE)
- 45+ days ago
- Pennsville, NJ (10 miles from Newark, DE)
- 45+ days ago
General Information Country United States City Pennsville, New Jersey Functional Area Research & Development Job Group Regulatory Affairs Employment Type Permanent Contract Working time Full-time...
Demographic Data for Newark, DE
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Salary for Compliance Manager Jobs in Newark, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Newark, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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