Compliance Manager Jobs in Middletown, DE
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager Compliance Operations
- Dover, DE (24 miles from Middletown, DE)
- 4 days ago
- Dover, DE (24 miles from Middletown, DE)
- 4 days ago
You'll be a driving force behind our Anti-Money Laundering (AML) operations, managing centralized Quality Control (QC) programs that span multiple teams, with hundreds of analysts across the globe....
- Wilmington, DE (18 miles from Middletown, DE)
- 6 days ago
- Wilmington, DE (18 miles from Middletown, DE)
- 6 days ago
Work with North American Claims QA and Compliance Manager to ensure compliance in developing areas of insurance laws and regulations....
- Dover, DE (24 miles from Middletown, DE)
- 7 days ago
- Dover, DE (24 miles from Middletown, DE)
- 7 days ago
, OFAC, FinCEN guidance) * Positive energy on the future of crypto and Web3 * Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences * Experience...
Invst Operations Securities Specialist
- Newark, DE (9 miles from Middletown, DE)
- 8 days ago
- Newark, DE (9 miles from Middletown, DE)
- 8 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Dover, DE (24 miles from Middletown, DE)
- 16 days ago
- Dover, DE (24 miles from Middletown, DE)
- 16 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote WorkRegulatory Affairs Manager, Designed Enzymatic Biomaterials
- Wilmington, DE (18 miles from Middletown, DE)
- 29 days ago
- Wilmington, DE (18 miles from Middletown, DE)
- 29 days ago
IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food, beverage, dietary supplement, pharmaceutical and materials industries. In the Global...
- Greenville, DE (22 miles from Middletown, DE)
- 30+ days ago
- Greenville, DE (22 miles from Middletown, DE)
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Sr. Regulatory Affairs Manager
- Pennsville, NJ (13 miles from Middletown, DE)
- 45+ days ago
- Pennsville, NJ (13 miles from Middletown, DE)
- 45+ days ago
General Information Country United States City Pennsville, New Jersey Functional Area Research & Development Job Group Regulatory Affairs Employment Type Permanent Contract Working time Full-time...
Demographic Data for Middletown, DE
Moving to Middletown, DE? Find some basic demographic data about Middletown, DE below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Middletown, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Middletown, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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