Compliance Manager Jobs in Southbury, CT
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
FSQA and Regulatory Compliance Director
- Ridgefield, CT (17 miles from Southbury, CT)
- 3 days ago
- Ridgefield, CT (17 miles from Southbury, CT)
- 3 days ago
About The Chefs' Warehouse The Chefs' Warehouse, Inc. ( ) combines exceptional quality and brand building with broadline food service distribution for more than 40 years. With Protein, Specialty,...
- New Haven, CT (19 miles from Southbury, CT)
- 8 days ago
- New Haven, CT (19 miles from Southbury, CT)
- 8 days ago
Overview Celldex is a clinical-stage biotechnology company dedicated to developing novel antibody-based treatments that improve the lives of patients with allergic, inflammatory and autoimmune...
Quality/SHE Compliance Supervisor
- Watertown, CT (11 miles from Southbury, CT)
- 30+ days ago
- Watertown, CT (11 miles from Southbury, CT)
- 30+ days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
- Milford, CT (20 miles from Southbury, CT)
- 90+ days ago
- Milford, CT (20 miles from Southbury, CT)
- 90+ days ago
Overview Reporting to the Head of Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ will play a key role...
Demographic Data for Southbury, CT
Moving to Southbury, CT? Find some basic demographic data about Southbury, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Southbury, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Southbury, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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