Compliance Manager Jobs in Tolleson, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager - Compliance; Fair Lending
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 2 days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 2 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Director, Mortgage Compliance Officer
- Scottsdale, AZ (22 miles from Tolleson, AZ)
- 3 days ago
- Scottsdale, AZ (22 miles from Tolleson, AZ)
- 3 days ago
Oversee and enhance the Anti-Money Laundering (AML) program, ensuring compliance with BSA/AML regulations and delivery of required training....
Clinical Compliance Coordinator - Accreditation and Regulatory Compliance Analytics
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 8 days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 8 days ago
CLINICAL COMPLIANCE COORDINATOR - ACCREDITATION AND REGULATORY COMPLIANCE ANALYTICS at Highmark Health in Phoenix, Arizona, United States Job Description Company : Highmark Inc. Job Description :...
Manager-Compliance, Global Financial Crimes Compliance, Audit Management
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 8 days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 8 days ago
Team Overview: American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions...
Regulatory Compliance Manager - Phoenix, AZ
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 11 days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 11 days ago
Manager will monitor and maintain compliance to standards related to Joint Commission Accreditation, ADHS, OSHA requirements, and other regulatory agencies....
Compliance Director, Retail Regulatory Enablement
- Scottsdale, AZ (22 miles from Tolleson, AZ)
- 12 days ago
- Scottsdale, AZ (22 miles from Tolleson, AZ)
- 12 days ago
Are you passionate about ensuring business activities and products adhere to regulatory standards? Do you thrive in dynamic environments where your expertise in compliance can make a significant...
Water Resources Environmental Compliance Supervisor
- Mesa, AZ (24 miles from Tolleson, AZ)
- 17 days ago
- Mesa, AZ (24 miles from Tolleson, AZ)
- 17 days ago
The current vacancy is for the Industrial Pretreatment Assignment; however, this recruitment will also be used to establish an eligible list for possible future vacancies in all assignment areas....
Driver Training and Compliance Manager
- Peoria, AZ (10 miles from Tolleson, AZ)
- 19 days ago
- Peoria, AZ (10 miles from Tolleson, AZ)
- 19 days ago
2626 W Beryl Ave Phoenix Arizona, 85021, Starting Pay: $70,000.00 Annual Position Description : Responsible for overseeing driver training programs and ensures driver and company compliance with...
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 22 days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 22 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 23 days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 23 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Scottsdale, AZ (22 miles from Tolleson, AZ)
- 24 days ago
- Scottsdale, AZ (22 miles from Tolleson, AZ)
- 24 days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Trade Compliance Manager (Export-ITAR)
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 30+ days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 30+ days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, Arizona, Phoenix 5161 West Polk Street (Show on map) Jun 03, 2025 Trade Compliance Manager (...
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 30+ days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 30+ days ago
Global Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance (GRC) and is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 30+ days ago
- Phoenix, AZ (11 miles from Tolleson, AZ)
- 30+ days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkEnvironmental Compliance Supervisor
- Peoria, AZ (10 miles from Tolleson, AZ)
- 30+ days ago
- Peoria, AZ (10 miles from Tolleson, AZ)
- 30+ days ago
Position Title: Environmental Compliance Supervisor To view all salary ranges for the City of Peoria, please click here. Tell me more.. Peoria's Water Services Department has an excellent...
Demographic Data for Tolleson, AZ
Moving to Tolleson, AZ? Find some basic demographic data about Tolleson, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tolleson, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tolleson, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »