Compliance Manager Jobs in Surprise, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (17 miles from Surprise, AZ)
- 5 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ (17 miles from Surprise, AZ)
- 5 days ago
Growth Path: This role provides an opportunity to grow into a Regulatory Compliance Manager or Senior Compliance Analyst with additional experience and regulatory knowledge....
Security Risk and Compliance Director
- Phoenix, AZ (22 miles from Surprise, AZ)
- 21 hours ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 21 hours ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
- Phoenix, AZ (22 miles from Surprise, AZ)
- 1 day ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 1 day ago
Job Description Pathways In Education is a small non-profit charter school in the Phoenix area, dedicated to serving the local community and supporting at-risk and underserved students. Pathways...
Staffing Compliance Coordinator
- Phoenix, AZ (22 miles from Surprise, AZ)
- 2 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 2 days ago
ARIZONA DEPARTMENT OF CORRECTIONS REHABILITATION & REENTRY Our mission is to enhance public safety across Arizona through modern, effective correctional practices and meaningful engagements. The...
- Phoenix, AZ (22 miles from Surprise, AZ)
- 6 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 6 days ago
This job was posted by : For moreinformation, please see: Title: Operations & Compliance Coordinator\Location: Remote\Reports To: Executive Director / Administrator\Job Type: Full-Time \|...
Travel Reduction Compliance Coordinator
- Phoenix, AZ (22 miles from Surprise, AZ)
- 8 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 8 days ago
Posting Date 04/16/25 Application Deadline 04/23/25 Pay Range Anticipated Hiring Range: $25.94 - $30.27 hourly Full Pay Range: $25.94 - $43.27 hourly Salary offers are based on the candidate's...
Student Record and Compliance Coordinator I
- Phoenix, AZ (22 miles from Surprise, AZ)
- 8 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 8 days ago
If you are a current worker, please log into Workday and access our internal career site to apply. Salary Range: $16.00 - $22.00 USD hourly.As part of Arizona State Universitys charter to provide...
Food Safety and Regulatory Affairs Manager
- Phoenix, AZ (22 miles from Surprise, AZ)
- 45+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 45+ days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
Description Job Overview: As the Compliance Coordinator, you will be responsible for regularly touring the neighborhoods street-by-street to inspect, document, photograph and issue all violations...
- Phoenix, AZ (22 miles from Surprise, AZ)
- 45+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 45+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Compliance Coordinator, COE Diligence
- Phoenix, AZ (22 miles from Surprise, AZ)
- 60+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 60+ days ago
You will be based in Tampa, Phoenix, or San Jose and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida....
Environmental Services Compliance Manager- REMOTE
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkRegistered Nurse Compliance Officer 1 (Ltc)
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
DEPT OF HEALTH SERVICES The Arizona Department of Health Services promotes and protects the health of Arizona's children and adults. Our mission is to promote, protect, and improve the health and...
Demographic Data for Surprise, AZ
Moving to Surprise, AZ? Find some basic demographic data about Surprise, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Surprise, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Surprise, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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