Compliance Manager Jobs in Sun Lakes, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 2 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 2 days ago
American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering (AML), Sanctions, and Anti-Corruption compliance functions....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 6 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 6 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Manager-Compliance; Termination of Accounts
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 7 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 7 days ago
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
Senior Technology Risk and Compliance Manager
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 8 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 8 days ago
Position Type: RegularYour opportunityAt Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo"...
Sr Manager, Compliance Investigations
- Scottsdale, AZ (20 miles from Sun Lakes, AZ)
- 10 days ago
- Scottsdale, AZ (20 miles from Sun Lakes, AZ)
- 10 days ago
, OFAC, Anti-Money Laundering and Counter Financing of Terrorism regulatory compliance....
Manager - Compliance - Global Commercial Services Marketing
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 13 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 13 days ago
Review marketing, campaign strategies, and advertising materials for adherence to applicable laws including but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending (Reg Z),...
- Mesa, AZ (14 miles from Sun Lakes, AZ)
- 14 days ago
- Mesa, AZ (14 miles from Sun Lakes, AZ)
- 14 days ago
Key Responsibilities: Oversee the structure, protocols, policies, and procedures within the ESS department. Manage new enrollments, including: Maintaining the master database Creating IEP shells...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 15 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 15 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote WorkCompliance Coordinator, Regulatory Center of Excellence
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 21 days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 21 days ago
At least 2+ years of work experience in sanctions compliance, KYC, AML/BSA, or other enhanced due diligence areas....
Compliance Manager, Payment Solutions
- Scottsdale, AZ (20 miles from Sun Lakes, AZ)
- 30+ days ago
- Scottsdale, AZ (20 miles from Sun Lakes, AZ)
- 30+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Water Resources Environmental Compliance Supervisor
- Mesa, AZ (14 miles from Sun Lakes, AZ)
- 45+ days ago
- Mesa, AZ (14 miles from Sun Lakes, AZ)
- 45+ days ago
The current vacancy is for the Industrial Pretreatment Assignment; however, this recruitment will also be used to establish an eligible list for possible future vacancies in all assignment areas....
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Scottsdale, AZ (20 miles from Sun Lakes, AZ)
- 60+ days ago
- Scottsdale, AZ (20 miles from Sun Lakes, AZ)
- 60+ days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Food Safety and Regulatory Affairs Manager
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 90+ days ago
- Phoenix, AZ (19 miles from Sun Lakes, AZ)
- 90+ days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
Demographic Data for Sun Lakes, AZ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sun Lakes, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sun Lakes, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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