Compliance Manager Jobs in Litchfield Park, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager - Compliance - Quality Control
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 5 hours ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 5 hours ago
Demonstrated knowledge of compliance requirements, policies, and procedures as they relate to AML/BSA, financial crimes compliance, know-your-customer (KYC), enhanced due diligence, screening/sanctions...
Lead Complaint Investigator/Compliance Coordinator
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 6 hours ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 6 hours ago
Department of Education The Arizona Department of Education is a service organization committed to raising academic outcomes and empowering parents. Lead Complaint Investigator/Compliance...
Manager - Compliance; Fair Lending
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 5 days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 5 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Clinical Compliance Coordinator - Accreditation and Regulatory Compliance Analytics
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 10 days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 10 days ago
CLINICAL COMPLIANCE COORDINATOR - ACCREDITATION AND REGULATORY COMPLIANCE ANALYTICS at Highmark Health in Phoenix, Arizona, United States Job Description Company : Highmark Inc. Job Description :...
Manager-Compliance, Global Financial Crimes Compliance, Audit Management
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 11 days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 11 days ago
Team Overview: American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions...
Regulatory Compliance Manager - Phoenix, AZ
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 13 days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 13 days ago
Manager will monitor and maintain compliance to standards related to Joint Commission Accreditation, ADHS, OSHA requirements, and other regulatory agencies....
Driver Training and Compliance Manager
- Peoria, AZ (9 miles from Litchfield Park, AZ)
- 21 days ago
- Peoria, AZ (9 miles from Litchfield Park, AZ)
- 21 days ago
2626 W Beryl Ave Phoenix Arizona, 85021, Starting Pay: $70,000.00 Annual Position Description : Responsible for overseeing driver training programs and ensures driver and company compliance with...
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 25 days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 25 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Trade Compliance Manager (Export-ITAR)
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 30+ days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 30+ days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, Arizona, Phoenix 5161 West Polk Street (Show on map) Jun 03, 2025 Trade Compliance Manager (...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 45+ days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 45+ days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkFood Safety and Regulatory Affairs Manager
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 90+ days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 90+ days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 90+ days ago
- Phoenix, AZ (19 miles from Litchfield Park, AZ)
- 90+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Demographic Data for Litchfield Park, AZ
Moving to Litchfield Park, AZ? Find some basic demographic data about Litchfield Park, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Litchfield Park, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Litchfield Park, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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