Compliance Manager Jobs in Fountain Hills, AZ
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Sr Compliance Director - Core Quality Services
- Tempe, AZ (16 miles from Fountain Hills, AZ)
- 2 days ago
- Tempe, AZ (16 miles from Fountain Hills, AZ)
- 2 days ago
We anticipate the application window for this opening will close on - 15 Jun 2025 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
Trade Compliance Manager (Export-ITAR)
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 4 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 4 days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, Arizona, Phoenix 5161 West Polk Street (Show on map) Jun 03, 2025 Trade Compliance Manager (...
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 5 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 5 days ago
applicable policy and regulatory requirements as related to small business deposit products, including UDAP customer protection, Regulation CC, FCRA, Regulation E, Regulation DD, NACHA, UCC, privacy, anti-money...
Risk & Compliance Director (Remote EST Preferred)
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 7 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 7 days ago
RISK & COMPLIANCE DIRECTOR (REMOTE EST PREFERRED) at CBRE in Phoenix, Arizona, United States Job Description Risk & Compliance Director (Remote EST Preferred) Job ID 218394 Posted 27-May-2025...
Remote WorkCorporate Regulatory Compliance Manager
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 7 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 7 days ago
PING, Inc., maker of PING golf equipment, is seeking a Corporate Regulatory Compliance Manager to manage compliance programs, policies, reporting, and practices....
Manager-Compliance: USIU Enhanced Due Diligence
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 9 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 9 days ago
Due Diligence (EDD) processes Advanced knowledge of financial crime red flags across credit card, retail banking, and lending products, with an emphasis on suspicious transaction and customer behavior...
Manager-Compliance - Training Manager
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 9 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 9 days ago
understanding of AML-related laws and regulations and other guidance 6+ years of work experience in a financial services institution or payment institution in any of the following areas is highly preferred: Anti-Money...
Director, Mortgage Compliance Officer
- Scottsdale, AZ (10 miles from Fountain Hills, AZ)
- 10 days ago
- Scottsdale, AZ (10 miles from Fountain Hills, AZ)
- 10 days ago
Laundering (AML) program, ensuring compliance with BSA/AML regulations and delivery of required training. • Ensure the company’s LOS (e.g., Encompass) and compliance systems are continuously updated...
Manager-Compliance; Termination of Accounts
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 12 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 12 days ago
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 16 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 16 days ago
US SEASONAL TAX-GLOBAL COMPLIANCE AND REPORTING-MANAGER at EY in Phoenix, Arizona, United States Job Description Location: Anywhere in Country At EY, we're all in to shape your future with...
Remote Work- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 16 days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 16 days ago
**_Job Summary_** In line with Cardinal Health business objectives, the Regulatory Compliance Manager will assist with managing Global regulatory compliance across Global Medical Products and Distribution...
Remote Work- Scottsdale, AZ (10 miles from Fountain Hills, AZ)
- 29 days ago
- Scottsdale, AZ (10 miles from Fountain Hills, AZ)
- 29 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Payroll and Compliance Coordinator (Tempe)
- Tempe, AZ (16 miles from Fountain Hills, AZ)
- 30+ days ago
- Tempe, AZ (16 miles from Fountain Hills, AZ)
- 30+ days ago
Position: Payroll and Compliance Coordinator (Tempe) Type: Charter Location: Urban Job ID: 128859 County: East Maricopa Posted: May 08, 2025 Contact Information: ASU Preparatory Academy 1130 E...
Compliance Manager, Credit Products
- Scottsdale, AZ (10 miles from Fountain Hills, AZ)
- 30+ days ago
- Scottsdale, AZ (10 miles from Fountain Hills, AZ)
- 30+ days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 30+ days ago
- Phoenix, AZ (21 miles from Fountain Hills, AZ)
- 30+ days ago
Compliance Coordinator Mint Cannabis - 1.8 Phoenix, AZ Job Details Full-time $45,000 - $50,000 a year 3 hours ago Benefits Dental insurance Paid time off Vision insurance Qualifications Microsoft...
Demographic Data for Fountain Hills, AZ
Moving to Fountain Hills, AZ? Find some basic demographic data about Fountain Hills, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fountain Hills, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Fountain Hills, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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