Compliance Manager Jobs in Texas

Job Title: Sr. Compliance Manager--Mortgage Originations Company: Capital One Location: Plano, TX Description: This Senior Compliance Advisor will focus on compliance for Capital One's Mortgage line of business. Compliance Advisors manage compliance risk throughout Capital One Financial Corporation. Compliance Advisors keep abreast on financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business line leaders. Compliance Advisors provide compliance consulting to one or more Business Areas in areas of consumer, non-consumer and commercial compliance relative to their line(s) of business. Compliance Advisors guide, advise, and approve Business Area activities subject to financial services industry laws and regulations. Compliance Advisors work with increasingly higher Business Area executives to establish and communicate a clear view of compliance risks within that Business Area. The Compliance Advisor interacts with and advises the Business Areas on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework. Compliance Advisors oversee Corporate Compliance staff as they perform compliance duties and/or provide technical advice to Business Area(s). Compliance Advisors maintain all organizational and professional ethical standards. Compliance Advisors work with general supervision and have some latitude for initiative and independent judgment. Compliance Advisors are beginning to be viewed as a corporate authority in their area(s) of expertise. Responsibilities Include: Inform business leaders of the requirements of law and regulation that they must comply with Advise business leaders on their obligations under the Capital One Compliance Policy Evaluate business initiatives and processes from a compliance perspective (i.e., new ventures, products, systems, marketing initiatives, credit models). Guide Business Area(s) on the application of Compliance requirements (new product or process development, corrective action, change in law or regulatory environment) Guide Business Area(s) on the development and maintenance of processes to deliver on their responsibilities and accountabilities within the Compliance Management Program Influence business leaders to comply with applicable laws and regulations Assess the effectiveness of the Compliance Management Program and provide feedback to Compliance Officers and CMP Administration team Work independently under general supervision, with latitude for initiative and independent judgment. Manage and develop associates in support of their compliance work and professional career Manages external compliance consultants, as applicable Performs other related work as assigned by a Compliance Vice President, the Deputy Chief Compliance Officer or the Chief Compliance Officer. Basic Qualifications: Bachelor's degree with 5 years of full-time experience in consumer compliance, legal, audit or finance OR high school diploma and 7 years of full-time experience in compliance, legal, audit or finance Preferred Qualifications: 8-10 years of consumer compliance experience in a large banking institution with a focus on mortgage Excellent communication skills and ability to influence and guide others Strong relationship building skills Strong problem solving skills Certified Regulatory Compliance Manager Certified Information Privacy Professional Proficient in Microsoft Excel and PowerPoint At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Job Title: Sr. Compliance Manager--Servicing and Default Management Company: Capital One Location: Plano, TX Description: This Senior Compliance Advisor / Managerwill focus on compliance specific to Servicing and Default Managementfor Capital One's Mortgage line of business. Compliance Advisors manage compliance risk throughout Capital One Financial Corporation. Compliance Advisors keep abreast on financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business line leaders. Compliance Advisors provide compliance consulting to one or more Business Areas in areas of consumer, non-consumer and commercial compliance relative to their line(s) of business. Compliance Advisors guide, advise, and approve Business Area activities subject to financial services industry laws and regulations. Compliance Advisors work with increasingly higher Business Area executives to establish and communicate a clear view of compliance risks within that Business Area. The Compliance Advisor interacts with and advises the Business Areas on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework. Compliance Advisors oversee Corporate Compliance staff as they perform compliance duties and/or provide technical advice to Business Area(s). Compliance Advisors maintain all organizational and professional ethical standards. Compliance Advisors work with general supervision and have some latitude for initiative and independent judgment. Compliance Advisors are beginning to be viewed as a corporate authority in their area(s) of expertise. Responsibilities Include: Inform business leaders of the requirements of law and regulation that they must comply with Advise business leaders on their obligations under the Capital One Compliance Policy Evaluate business initiatives and processes from a compliance perspective (i.e., new ventures, products, systems, marketing initiatives, credit models). Guide Business Area(s) on the application of Compliance requirements (new product or process development, corrective action, change in law or regulatory environment) Guide Business Area(s) on the development and maintenance of processes to deliver on their responsibilities and accountabilities within the Compliance Management Program Influence business leaders to comply with applicable laws and regulations Assess the effectiveness of the Compliance Management Program and provide feedback to Compliance Officers and CMP Administration team Work independently under general supervision, with latitude for initiative and independent judgment. Manage and develop associates in support of their compliance work and professional career Manages external compliance consultants, as applicable Performs other related work as assigned by a Compliance Vice President, the Deputy Chief Compliance Officer or the Chief Compliance Officer. Basic Qualifications: Bachelor's degree with 5 years of full-time experience in consumer compliance, legal, audit or finance OR high school diploma and 7 years of full-time experience in compliance, legal, audit or finance Preferred Qualifications: 8-10 years of consumer compliance experience in a large banking institution with a focus on mortgage Excellent communication skills and ability to influence and guide others Strong relationship building skills Strong problem solving skills Certified Regulatory Compliance Manager Certified Information Privacy Professional Proficient in Microsoft Excel and PowerPoint At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Job Title: Compliance Manager Company: Palm Harbor Homes Location: Addison, TX Description: CountryPlace Mortgage, Ltd., a strong, reliable company contributing to the mortgage industry and communities throughout 18 states is searching for candidates to fill a Compliance Manager position. Responsibilities: Ensure compliance with agency, state and federal regulations and requirements. Ensure compliance with investor representations and warranties. Oversee governmental and state audits, state licensing, Fair Lending topics and corresondent relationships Initiating, implementing and monitoring preventive and corrective actions. Experience Requirements: Three or more years of mortgage banking experience in the area of compliance or related experience. Three or more years of consumer lending experience with significant exposure to all aspects of underwriting, servicing, accounting and funding. Storng working knowledge of Federal and State laws and regulations, including RESPA, TILA, ECOA and HMDA. Certified Regulatory Compliance Manager (CRCM) certification is preferred. Other Requirements: Strong interpersonal and communication skills; capable of documenting user specifications, making presentations to user audiences, capable of training users, writing basic documentation, and working effectively with upper management. Knowledge of federal and state laws and regulations affecting mortgage lending. Advanced knowledge of consumer lending processes, including lending regulations, credit policy and loan documentation and processing. Education Requirements: Bachelor's degree in business management or other relevant field or equivalent experience. To apply, please send resume in Word format to: Register to View NO OUTSIDE RECRUITERS PLEASE. Company:CountryPlace Mortgage Email:Apply by Email

Job Title: Compliance Manager Company: Allied Home Mortgage Capital C Location: Houston, TX Description: Allied Home Mortgage Capital Corporation, the leading mortgage banker/broker in the U.S. with hundreds of branches nationwide is currently seeking a Compliance Manager to join its corporate office in Houston, TX. This position will be responsible for monitoring, training and auditing the Company's branch offices for compliance with Federal, State and Local regulations, as well as Allied company policy. Minimum 10 years experience with mortgage loan compliance. This includes includes 5 years DE/LAPP, FHA/VA and conventional underwriting experience, as well as3 5 years direct management experience. Extensive experience in licensing, quality control and state mortgage compliance required. Must possess knowledge of retail mortgage loan origination and processing and have strong, working knowledge of all mortgage forms from application to closing. Bachelors Degree in business preferred. Must be willing/able to travel, be detail oriented, self-motivated, and possess working knowledge of basic computer technology. Ability to work independently, performing multiple tasks simultaneously essential. Excellent verbal and written communication skills, as well as strong interpersonal skills required. Proven leadership skills and ability to develop a strong, cohesive work team a must. Excellent compensation package available to the ideal candidate. EOE