Compliance Manager Jobs in Texas

Job Title: Mortgage Compliance Officer- Houston, TX Company: HLP Solutions Location: Houston, TX Description: Mortgage Compliance Officer- Houston, TX HLP Solutions has partnered with a leader in the Mortgage Servicing Industry. This person will be a huge part of maintaining laws and regulations associated with compliance of Fair Lending for Servicing. The ideal candidate will have Mortgage Experience in Compliance of federal regulatory requirements. SUMMARY: This Compliance Officer position will be primarily responsible for managing compliance efforts as they relate to complex federal regulatory requirements, including, but not limited to Fair Lending, privacy, and consumer protection laws and regulations as applicable to mortgage servicing. RESPONSIBILITIES: •Develop, initiate, maintain and revise policies and procedures for the general operation of the federal compliance program and its related activities •Review, analyze and interpret new and pending federal laws and regulations which affect business practices •Assist the Bank’s Fair Lending Officer in the development and maintenance of Fair Lending for Servicing Policy Program and Procedures. Coordinate reviews and updates to fair lending/servicing –related policies and procedures. •Maintain current awareness of legislative development and a working knowledge of federal laws as they relate to fair lending and identify impact to mortgage servicing business •Compile changes to the online Servicing Compliance Manual, update the business units of the changes, and follow through to ensure that updates are implemented by testing system code. •Communicate changes to Quality Control Department, and update Quality Control modules for compliance related changes. •Work with Human Resources and others as appropriate to enhance existing training program for new and on-going employees, with respect to certain aspects of regulatory compliance •Knowledge of banking regulations applicable to subsidiaries of state member banks and subsidiaries •Understanding consumer protection and public interest laws and regulations, and bank supervisory compliance examination procedures •Computer skills including Microsoft Word, Excel, PowerPoint and Access are required in order to run queries, build reports, and to prepare summaries and presenations. •BA/BS in Business Administration, or other related field •At least five years of consumer compliance experience, and/or with consumer compliance auditing or monitoring/review experience in the mortgage servicing/lending business •Previous experience in operations and/or a federally regulated instituition is preferred Send your resume to Josh Graham at Register to View HLP Solutions, founded in 1999, is a Recruiting and Staffing Search Firm specializing in placing Information Technology, Telecommunications, Engineering, and Professional consultants nationwide into contract, contract to hire, and direct positions. Our team is a select group of experienced, Honest, Loyal, and Professional talent acquisition specialists, ready to help find the right opportunity for you. If you or someone you know is a good fit for this position then respond with a word resume and your requirements. www.hlpsolutions.com We also have a great referral program.

Job Title: CT Senior Manager - Compliance Services Company: The Bank of New York Mellon Corporation Location: Dallas, TX Description: Arbitrage Compliance hasprofessional staff that performs tens of thousands of arbitrage compliance calculations for more than 1,000 issuers of almost every type of debt, including colleges and universities, counties, hospitals, municipalities, private activities, school districts, state agencies and utilities.Responsibilities include:Manage assigned client list-- contacting clients regarding upcoming computation dates, getting engaged for arbitrage calculations, requesting required information for rebate calculations.Assist with training analyst and senior analyst.Technical resource for analyst and senior analyst.Responsible for working on the more complex arbitrage rebate calculations.Begin to perform technical reviews of low to medium complexity arbitrage rebate calculations as a back-up for the Directors.Continuously expands knowledge and understanding of arbitrage regulations and stays current on changes to the regulations and industry.Assists with new business development.

Job Title: Mortgage Compliance Manager Company: Robert Half Finance & Accounting Location: Irving, TX Description: Job Title: Mortgage Compliance Manager JobId: 04060-112380 City: Irving State: TX Zip Code: 75039 Description: For immediate response please send your resume directly to me: Register to View The Compliance Manager ? Third Party Originations (Compliance Manager) overall objective is to effectively coordinate and facilitate the compliance policies for the Wholesale and Correspondent business units as directed by the Vice President ? Compliance & Quality Assurance. Communicate compliance policies to the Wholesale and Correspondent business units. Assist Wholesale and Correspondent line employees with day-to-day compliance problems as necessary. Duties: ?Monitor all industry compliance updates as necessary to ensure compliance with Federal, State, Local and Agency requirements. ?Assist with the development of disclosures based upon applicable Federal and State laws, regulations and rules including but not limited to RESPA, the Truth in Lending Act, the Equal Credit Opportunity Act, the Fair Credit Reporting Act, the Fair Housing Act, state licensing laws, consumer credit laws, usury laws, deceptive and unfair trade laws and real property laws. ?Create Compliance Bulletins to ensure understanding and adherence to compliance changes and issues on a timely basis as required. ?Develop and provide training regarding compliance matters as necessary. ?Coordinate with IT to develop proper compliance controls and documentation testing for all compliance changes. ?Assist Wholesale and Correspondent employees with compliance matters related to ?predatory loan?, ?higher prices mortgage loans? and ?high cost loans?. ?Work with QA Department to determine issues arising from QA Reports and develop corrective actions. ?Manage any state audits as may be required. ?Develop compliance policies as required. ?Other duties as may be assigned. Skills. Abilities and Education ?College degree preferred. ?Minimum of 3-5 years experience in mortgage compliance. ?Excellent communication skills, both verbal and written. Ability to communicate with all levels of individuals both internal and external. Must be able to work in a team environment. ?Well organized, detail oriented, efficient and a self starter who can carry out assignments to completion. ?Ability to function independently & prioritize work. Ability to work under tight deadlines. Ability to successfully handle/ manage several tasks at one time. ?Excellent computer skills using Microsoft Office programs and various industry related software packages. Job Quality Standards ?Exhibit professional/courteous manner to customers and internal staff. Ability to prioritize workflow and work independently. ?Exhibit team focus on results. ?Commitment to excellence and high standards.

Job Title: Sr. Compliance Manager--Mortgage Originations Company: Capital One Location: Plano, TX Description: Senior Compliance Manager/Advisor This Senior Compliance Advisor will focus on compliance for Capital One’s Mortgage line of business. Compliance Advisors manage compliance risk throughout Capital One Financial Corporation. Compliance Advisors keep abreast on financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business line leaders. Compliance Advisors provide compliance consulting to one or more Business Areas in areas of consumer, non-consumer and commercial compliance relative to their line(s) of business. Compliance Advisors guide, advise, and approve Business Area activities subject to financial services industry laws and regulations. Compliance Advisors work with increasingly higher Business Area executives to establish and communicate a clear view of compliance risks within that Business Area. The Compliance Advisor interacts with and advises the Business Areas on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework. Compliance Advisors oversee Corporate Compliance staff as they perform compliance duties and/or provide technical advice to Business Area(s). Compliance Advisors maintain all organizational and professional ethical standards. Compliance Advisors work with general supervision and have some latitude for initiative and independent judgment. Compliance Advisors are beginning to be viewed as a corporate authority in their area(s) of expertise. Responsibilities include: • Inform business leaders of the requirements of law and regulation that they must comply with • Advise business leaders on their obligations under the Capital One Compliance Policy • Evaluate business initiatives and processes from a compliance perspective (i.e., new ventures, products, systems, marketing initiatives, credit models). • Guide Business Area(s) on the application of Compliance requirements (new product or process development, corrective action, change in law or regulatory environment) • Guide Business Area(s) on the development and maintenance of processes to deliver on their responsibilities and accountabilities within the Compliance Management Program • Influence business leaders to comply with applicable laws and regulations • Assess the effectiveness of the Compliance Management Program and provide feedback to Compliance Officers and CMP Administration team • Work independently under general supervision, with latitude for initiative and independent judgment. • Manage and develop associates in support of their compliance work and professional career • Manages external compliance consultants, as applicable • Performs other related work as assigned by a Compliance Vice President, the Deputy Chief Compliance Officer or the Chief Compliance Officer. Basic Qualifications: • Bachelor’s degree with 5 years of full-time experience in consumer compliance, legal, audit or finance OR high school diploma and 7 years of full-time experience in compliance, legal, audit or finance Preferred Qualifications: • 8-10 years of consumer compliance experience in a large banking institution with a focus on mortgage • Excellent communication skills and ability to influence and guide others • Strong relationship building skills • Strong problem solving skills • Certified Regulatory Compliance Manager • Certified Information Privacy Professional • Proficient in Microsoft Excel and PowerPoint Capital One will not file non-immigrant visa petitions for alien workers. As a recipient of TARP funding subject to the ARRA, Capital One will not sponsor new H-1B petitions or transfer existing H1B visas for new hires to Capital One.

Job Title: Senior Compliance Manager - Company: AppleOne Location: Richardson, TX Description: Job Description:Major player in the mortgage industry is looking for leader for their Mortgage Compliance department.Responsibilities include: Inform business leaders of the requirements of law and regulation that they must comply with Advise business leaders on their obligations under our Compliance Policy Evaluate business initiatives and processes from a compliance perspective (i.e., new ventures, products, systems, marketing initiatives, credit models). Guide Business Area(s) on the application of Compliance requirements (new product or process development, corrective action, change in law or regulatory environment) Guide Business Area(s) on the development and maintenance of processes to deliver on their responsibilities and accountabilities within the Compliance Management Program Influence business leaders to comply with applicable laws and regulations Assess the effectiveness of the Compliance Management Program and provide feedback to Compliance Officers and CMP Administration team Work independently under general supervision, with latitude for initiative and independent judgment. Manage and develop associates in support of their compliance work and professional career Manages external compliance consultants, as applicable Performs other related work as assigned by a Compliance Vice President, the Deputy Chief Compliance Officer or the Chief Compliance Officer. Qualifications: 8-10 years of consumer compliance experience in a large banking institution with a focus on mortgage Excellent communication skills and ability to influence and guide others Strong relationship building skills Strong problem solving skills Certified Regulatory Compliance Manager Certified Information Privacy Professional Proficient in Microsoft Excel and PowerPoint This position will go fast, don't wait, apply TODAY! Great Pay and Benefits! You can view all of our jobs online at http://www.appleone.com/?sc=11&id=516928

Job Title: VP, Compliance Officer Company: Beal Service Corporation Location: Plano, TX Description: VP, Compliance Officer - Banking and Mortgage Lending Experience The role of VP, Compliance Officer, will require experience in the area of compliance and a background in banking and/or mortgage lending. The Compliance Officer will provide legal and regulatory guidance to the Chief Compliance Officer and Chief Legal Officer of MGC Mortgage regarding the requirements imposed by the various states and U.S. territories on mortgage and consumer loan servicing companies with respect to foreclosures, default and other matters which are not subject to federal preemption. The job requires knowledge of the state regulatory process and experience with review and creation of policies and procedures for business units. The position will also share responsibility for ensuring compliance with requirements for servicing according to FHA/VA requirements and possible for ensuring compliance with Fannie Mae, Freddie Mac and Ginnie Mae rules. Essential Duties and Responsibilities: Agency servicing requirements. Ensure that MGC Mortgage obtains, holds and maintains any required approvals to service and possible hold FHA/VA insured loans, and loans being serviced for Fannie Mae, Freddie Mac and Ginnie Mae. Regulatory Compliance requirements: · Develop and maintain current knowledge of all applicable state laws and regulations regarding foreclosure and default of residential mortgage and consumer loans. · Advise Compliance Department management as to changes in applicable laws and regulations, and the effect of those changes on Company practices. · Perform legal research and analysis of state foreclosure and default laws. This includes the review of statutes, regulations, and case law. · Responsible for assisting Chief Compliance Office in implementing compliant policies and procedures. · Assists Chief Compliance Officer in responding to state/federal agency inquiries and complaints. Other duties may include assisting with other parts of the MGC program as assigned. Qualifications: JD preferred. Computer skills sufficient to prepare written presentations, and to obtain data from MGC’s loan system and other systems employed. Experience in banking or lending is strongly preferred. General working knowledge of Internet-based research is required. Added knowledge of online mortgage regulatory research sites (i.e. Allregs/Houselaw), and the ability to interpret and apply regulations is an invaluable asset. Experience writing policy and procedures. Required Education & Experience: Bachelor’s Degree and 5 years experience. Language: Strong written and verbal mastery of English. Work Environment: General office environment

Job Title: Sr. Compliance Manager--Mortgage Company: Capital One Location: Plano, TX Description: Senior Compliance Manager/Advisor This Senior Compliance Advisor will focus on compliance for Capital One’s Mortgage line of business. Compliance Advisors manage compliance risk throughout Capital One Financial Corporation. Compliance Advisors keep abreast on financial industry laws and regulations and provide regulatory expertise in consulting with a diverse group of business line leaders. Compliance Advisors provide compliance consulting to one or more Business Areas in areas of consumer, non-consumer and commercial compliance relative to their line(s) of business. Compliance Advisors guide, advise, and approve Business Area activities subject to financial services industry laws and regulations. Compliance Advisors work with increasingly higher Business Area executives to establish and communicate a clear view of compliance risks within that Business Area. The Compliance Advisor interacts with and advises the Business Areas on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework. Compliance Advisors oversee Corporate Compliance staff as they perform compliance duties and/or provide technical advice to Business Area(s). Compliance Advisors maintain all organizational and professional ethical standards. Compliance Advisors work with general supervision and have some latitude for initiative and independent judgment. Compliance Advisors are beginning to be viewed as a corporate authority in their area(s) of expertise. Responsibilities include: • Inform business leaders of the requirements of law and regulation that they must comply with • Advise business leaders on their obligations under the Capital One Compliance Policy • Evaluate business initiatives and processes from a compliance perspective (i.e., new ventures, products, systems, marketing initiatives, credit models). • Guide Business Area(s) on the application of Compliance requirements (new product or process development, corrective action, change in law or regulatory environment) • Guide Business Area(s) on the development and maintenance of processes to deliver on their responsibilities and accountabilities within the Compliance Management Program • Influence business leaders to comply with applicable laws and regulations • Assess the effectiveness of the Compliance Management Program and provide feedback to Compliance Officers and CMP Administration team • Work independently under general supervision, with latitude for initiative and independent judgment. • Manage and develop associates in support of their compliance work and professional career • Manages external compliance consultants, as applicable • Performs other related work as assigned by a Compliance Vice President, the Deputy Chief Compliance Officer or the Chief Compliance Officer. Basic Qualifications: • Bachelor’s degree with 5 years of full-time experience in consumer compliance, legal, audit or finance OR high school diploma and 7 years of full-time experience in compliance, legal, audit or finance Preferred Qualifications: • 8-10 years of consumer compliance experience in a large banking institution with a focus on mortgage • Excellent communication skills and ability to influence and guide others • Strong relationship building skills • Strong problem solving skills • Certified Regulatory Compliance Manager • Certified Information Privacy Professional • Proficient in Microsoft Excel and PowerPoint

Job Title: Senior Compliance Manager Company: Bank Of America Location: Plano, TX Description: Implements and manages compliance programs for one or more business groups. Exercises judgment and influences business managers and peers to ensure enforcement of compliance programs, balancing business strategy with appropriate risk management controls. Contributes to the development, implementation and communication of Corporate Compliance's mission, goals and strategies. May manage other associates.

Job Title: Compliance Manager Company: Integrated Compliance Solution Location: Dallas, TX Description: Position Description ICS Compliance is the leading provider of comprehensive regulatory compliance services to the financial services industry. These services include administration of our clients’ entire compliance programs or specific projects such as monitoring, risk assessments, auditing and training.  If you are motivated, have the requisite experience, and would like to be on a team of professionals that is recognized by the financial services industry for providing high quality services, we are interested in hearing from you.  Our rapid growth has created an immediate need for a Compliance Manager in the Dallas metropolitan area.  However, equal consideration will be given to candidates who live elsewhere in Texas. Title:                     Compliance Manager        Responsibilities:       Direct the compliance function for our firm’s banking and credit union clientsManage consulting projects that include targeted consumer compliance reviews, web site reviews, fair lending analysis, CRA evaluations and BSA/AML testing.Perform compliance trainingInterface with senior management of our clientsWrite reports, including key findings and recommendationsParticipate in client meetings and executive presentations Qualifications:Possess technical proficiency in all bank regulatory compliance mattersMinimum of eight years of professional compliance experience in the banking industryCRCM a plusStrong analytical, interpersonal and organizational skillsFamiliar with Microsoft PC productsBS/BAExcellent communication skills Compensation:    Commensurate with experience; generous base salary, incentive bonus, and comprehensive benefits.  For additional information about ICS Compliance, please refer to our Website at www.icscompliance.com . To be considered, send your resume, cover letter and recent compensation history to:             ICS Compliance341 New Albany Road, Suite 140Moorestown, NJ  08057Attention:  Human ResourcesFax:  Register to View Email:  Register to View

Job Title: Corporate Trust Manager - Compliance Services Company: The Bank of New York Mellon Corporation Location: Dallas, TX Description: Arbitrage Compliance hasprofessional staff that performs tens of thousands of arbitrage compliance calculations for more than 1,000 issuers of almost every type of debt, including colleges and universities, counties, hospitals, municipalities, private activities, school districts, state agencies and utilities.Responsibilities include:Manage assigned clients--contacting clients regarding upcoming computation dates, getting engaged for arbitrage calculations, requesting required information for rebate calculations.Manages multiple deadlines and works with managers, directors and managing directors to ensure that client deadlines are met.Apply the arbitrage regulations appropriately to each issue.Manages and assign work to the staff.Continuously expands knowledge and understanding of arbitrage regulations and stays current on changes to the regulations and industry.