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Compliance Manager Resumes in New Jersey

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1.
M Fonseca
Location: Madison, NJ 07940
... Fluent in SpanishCareer Highlights Acorn Financial Services: Instrumental in improving audit results by 30% through consistent and effective training. Identified security shortcomings and implemented procedures to safeguard personally identifiable information.Wach ovia Bank: Consistently performed within the top 1% of all Financial Specialists, generating annual investment revenue of $240k. Known for improving efficiency and reducing costs within a financial center. Acorn Financial Services/John Hancock Financial Network2007-Pres ent Director of Compliance Supervise daily operations of the firm's compliance program including: Principal review of all new business for client suitability.Trad e ...

97 hits
2.
W Maier Iii
Location: Ringoes, NJ 08551
... t.Educa tion:Mercer County Community College, Lawrenceville, N.J.Associates Degree, Business Management3.02 GPAExperience:MA RCH 1st 2010-PRESENT United Capital Mortgage, LLC, Flemington, N.J. Vice President/Loan Officer-- Licensed NJ Mortgage BankerCorporate Branch Development including hiring staff, loan officers, processors and office administration. Built relationships with investors and realtors to increase sales. Niche Product Specialist, including all types of portfolio products, from Stated Income, No Income Verification, Construction Products.FHA Origination Expert, knowledgeable in all FHA Guidelines.Perso nally originate approximately 30 Mi ...

95 hits
3.
C Cominskie
Location: Glendora, NJ 08029
... rial administration. Education: BA, Communications, Rowan University, Glassboro, New Jersey; A.A.S. Liberal Arts, Gloucester City College, Sewell, NJ. Various continuing education courses to keep current on legal issues and banking regulations and policies. Strengths: consistently received highest ratings in organizational effectiveness, public relations, interpersonal and analytical communication and problem solving. Professional Experience Countrywide Manager, Compliance-Post Closing 2003-11/2007 (Countrywide, Trevose, PA) Funding Support Coordinator – 1998- 1999 (Countrywide, Moorestown, NJ) As Manager, supervised 21 people i ...

93 hits
4.
C Mezaros Jr
Location: Clark, NJ 07066
... vice, sales/business development, project management, and staff development within the retail banking and financial services industry. Talent for leading high-performing teams to meet and exceed corporate performance goals. Persuasive communicator and skillful negotiator, with unwavering commitment to customer satisfaction. Results-driven high achiever, consistently producing solutions that contribute to revenue growth, improved business efficiencies, increased production levels, and attainment of major company objectives. Core Competencies:Ope rations ManagementMarket ing InitiativesProje ct ManagementBankin g OperationsSales/ Business DevelopmentProce dure DefinitionCustom er ServiceTeam L ...

91 hits
5.
M Kurzyna
Location: Netcong, NJ 07857
... RISA training, as well as other targeted training as required. *Assisted with both the content and UAT for the AML/KYC and Code of Conduct training programs. *Refining and standardizing the records retention program across WSS-US. *Member of the procurement lobbyist committee acting as liaison for state and local government lobbyist, gift, and pay to play regulations interfacing with sales, relationship management, legal ,as well as the associated RFP groups. *Reviewing marketing materials to ensure balance and consistency *Documenting and filing the annual LM-10 reporting with the Department of Labor *Developing and conducting testing programs across several business units*Mana ...

89 hits
6.
P Fosbre
Location: Madsion, NJ 07940
... h a Big Four accounting firm Expertise includes: Experience supported by CPA and MBA in Finance and Accounting. experience Financial & Management Consulting1995-P resent Since 1990, I have served in an accounting policy and reporting role to various organizations including CPA firms, savings banks and major international banks and broker dealers. Activities and engagements include: August 2006-Present Geller & Company Senior Accounting Policy Officer for both Private and public companies responsibilities includes accounting policy inquiries, SEC comment letters, and quarterly SEC review of client financial statements. June 2005 – July 2006 Served as Accounting Policy O ...

87 hits
7.
S Elkholy
Location: Mt Laurel, NJ 08054
... ational operations and retail banking. Diplomatic, analytical; and effective communicator with legal training and experience. Dynamic leader strongly committed to team building and achieving corporate goals. Fluent in Arabic and French. Interactive with variety of cultures and backgrounds. SELECTED ACHIEVEMENTS AND RESPONSIBILITIES Managed 22 finance & insurance managers and directed daily selling activities. Negotiated selected products that best fit customer needs. Increased sales and improved profits by 25% over a 3 month period.Directed projects focusing on business infrastructure and new financial initiatives. Contributed to the 35% resolution of the 110 million outstanding float di ...

85 hits
8.
P Digiacomo
Location: Somerdale, NJ 08083
... kground in leadership as Project Manager and Lead for Systems upgrades and conversions and for implementing mission critical software applications. Expertise in system and network analysis, requirements definition, system design and implementation. Superior communications skills managing vendors and interfacing with management. Proven expertise in ensuring organizational strategies, project goals, and corporate mandates are met. Hands on experience in training, support, testing, disaster recovery planning and risk management. Team & Project Leadership IT Budgeting & Planning Policy Planning/Impleme ntation Network/Systems Support Business Continuity Financial Systems Workflo ...

83 hits
9.
J Pavel
Location: Totowa, NJ 07512
... al Program Qualifications and Capabilities: •Expertise in Middle Market and Private Banking Lending. •Trained Credit Analyst able to perform in depth financial analysis and risk evaluation. •Excellent understanding of compliance regulations and documentation preparation. •Experienced in Loan Workout and Collection Procedures. •Skilled in Windows applications: Excel, Word, Access, Outlook and Power Point. Professional Banking Experience: United Jersey Bank, Hackensack, NJ- 1986-1990 Private Banking Lending Division – Assistant Vice President •Responsible for growth and development of an $80 million loan portfolio, through new business development, and partnering with the Mortgage and C ...

81 hits
10.
E Curcio
Location: Marlton, NJ 08063
... American Jurisprudence Awards- Administrative & Constitutional Law Drew University, Madison, N.J. 07940 Bachelor of Arts in Political Science, May 1974 Cumulative Average-3.28Empl oyment : 5/07-5/09 Ameriwealth Mortgage, LLC. 3 East Stow Rd. Ste 200, Marlton, N.J. 08053 Position: Vice President of Operations Start-Up: ( Spin Off) Mortgage Company from 4 branches of American Mortgage. Responsibl ...

79 hits
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