Compliance Manager Jobs

Job Title: Compliance/BSA Officer Company: UniBank Location: Lynnwood, WA Description: You will be working independently with full authority and accountability of your own in a safe and sound growing Korean community bank in Seattle area. If you prefer, we may even consider part time employment to accomodate your personal needs. The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program. This position plans, organizes, and controls the Bank's day-to-day administrative, lending and operational compliance activities; collaborates with Operations Officer in the overall administration of these directives for the Bank. Participates in various committees, audits and examinations. Performs duties as the Bank Secrecy Act/OFAC Officer, Community Reinvestment Act Officer, Privacy Officer, and Bank Security and Safety Officer. Conducts staff training related to new hires, compliance, customer service, mainframe and software computer programs. Advises the Board of Directors, Senior Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment of controls to mitigate risks.

Job Title: Mortgage Compliance Manager - Servicing- San Diego,CA Company: HLP Solutions Location: San Diego, CA Description: Compliance Manager- Mortgage Servicing, San DiegoThis is a great opportunity with a strong growing company that has a history of promoting from within. They believe in providing people with a career not just a job. Job Description: 1. Summary of Position: Responsible for the oversight of the servicing compliance area including planning, performing, supervising and reporting on compliance audits. Additionally, responsible for the development and maintenance of the system of internal controls specific to the servicing area. Must be able to interact with all levels of the organization and present findings to senior management. 2. Principal Duties & Responsibilities: Create and maintain system of internal controls, review and audit servicing departments and functions, as well as report findings, and make recommendations for improvement. 3. Business Knowledge and Technical/Analytical Skills Ideal candidate will have experience in mortgage servicing and compliance. Excellent written and verbal skills are necessary, and the ability to interpret complex reports and or data. Must be able to work equally well independently and collaboratively with department managers. Advanced Excel skills.4. Education & Experience: 5 years minimum experience in Accounting, compliance, mortgage, and audit preferred or a combination of these skills. Bachelor’s degree in related field. 5. Management Responsibility: Direct oversight of one employee, who will be responsible for assisting the department managers in writing policies and procedures. Required to coach and assist this employee, provide feedback, and complete performance reviews. Positions reports to VP of Compliance - PolicyFor immediate consideration, send resume to Jennifer York at Register to View HLP Solutions, founded in 1999, is a Recruiting and Staffing Search Firm specializing in placing Information Technology, Telecommunications, Engineering, and Professional consultants nationwide into contract, contract to hire, and direct positions. Our team is a select group of experienced, Honest, Loyal, and Professional talent acquisition specialists, ready to help find the right opportunity for you. For more information, visit us online at www.hlpsolutions.com .Call Center,Financial Analyst,Human Resources- OD or Training,Mortgage

Job Title: Sr Compliance & Op Risk Spclst / Compliance Manager Company: Bank Of America Location: West Hills, CA Description: General Description: The Senior Compliance and Operational Risk (COR) Specialist may report into the COR Manager. Acts as the subject matter expert on policies, procedures and standards for one or multiple LOBs, and is capable of performing complex analyses with little or no direction from management. Responsible for independent oversight of the risk and control environment for one or multiple lines of business or more complex business functions, which includes conducting baseline reviews and risk assessments as well as ensuring appropriate controls. Conducts regulatory analysis and interpretation and provides related guidance to the LOBs. Plays a critical role in the assessment of risks to key business objectives. Performs analyses and assists with the development of solutions to identified issues. Establishes and maintains a partnership with LOB management. As applicable, may provide coaching and training to more junior staff. Specific Job Description: New law action planning Leading regulatory implementation work groups with the line of business Drafting and reviewing compliance policies and procedures Regulatory research Drafting and reviewing compliance tools

Job Title: Compliance Manager Company: Integrated Compliance Solution Location: Charlotte, NC Description:     Position Description ICS Compliance is the leading provider of comprehensive regulatory compliance services to the financial services industry. These services include administration of our clients’ entire compliance programs or specific projects such as monitoring, risk assessments, auditing and training.  If you are motivated, have the requisite experience, and would like to be on a team of professionals that is recognized by the financial services industry for providing high quality services, we are interested in hearing from you.  Our rapid growth has created an immediate need for a Compliance Manager in the Charlotte, North Compliance area. Title:                     Compliance Manager        Responsibilities:       Direct the compliance function for our firm’s banking and credit union clientsManage consulting projects that include targeted consumer compliance reviews, web site reviews, fair lending analysis, CRA evaluations and BSA/AML testing.Perform compliance trainingInterface with senior management of our clientsWrite reports, including key findings and recommendationsParticipate in client meetings and executive presentations Qualifications:Possess technical proficiency in all bank regulatory compliance mattersMinimum of eight years of professional compliance experience in the banking industryCRCM a plusStrong analytical, interpersonal and organizational skillsFamiliar with Microsoft PC productsBS/BAExcellent communication skills Compensation:    Commensurate with experience; generous base salary, incentive bonus, and comprehensive benefits.  For additional information about ICS Compliance, please refer to our Website at www.icscompliance.com . To be considered, send your resume, cover letter and recent compensation history to:             ICS Compliance341 New Albany Road, Suite 140Moorestown, NJ  08057 Attention:  Human ResourcesFax:  Register to View Email:  Register to View

Job Title: Compliance Manager Company: Ajilon Finance Location: Washington, DC Description: Job summary Compliance Manager Category: Location: Status: Salary: Accounting & Finance Washington, DC Direct Hire $90,000 to $110,000 Annually Education: Experience: Ref #: Posted On: Bachelor More than 5 years US_EN_ Register to View 9866 Nov 09, 2009 Description Compliance Manager Hot Company! Hot Jobs! Moving up in the World! That’s our Motto is that your mission? Ajilon Finance specializes in placing accounting and finance professionals of all levels across the country. Would you like to add your skills to an aspiring organization? Are you an Accounting Professional that cares about working with big companies? Does it matter if you work with a progressive industry leader? If this sounds like you then please forward me your confidential resume. Join my client located in the Washington DC Metropolitan area by playing a key role in our nation’s economy as you make home ownership possible. A vital component in the secondary mortgage market has made home ownership and rental housing more accessible and affordable for over 50 million families across America. They are currently in need of a Compliance Manager. Job Duties: As Compliance Manager, you will provide both expertise and support on Homeownership Affordability and Stability . You will be responsible for planning and managing on-site and desk-top operational and compliance audits of Loan Servicers. You will be expected to ensure that audits effectively validate adherence to program parameters and identify and detect compliance and eligibility related issues. Supervise the production of timely audit reports and ensure the accuracy of the risk assessment. Oversee the corporation's activities involving prevention, detection, investigation, and resolution of borrower and institutional fraud. Make recommendations regarding hiring and retention of staff and assign, motivate, evaluate, train and counsel assigned staff. Job requires a Bachelor degree in Business Administration, Accounting or related discipline or an equivalent combination of education and experience from which comparable knowledge and skills may be acquired; and five years of management and mortgage related experience including underwriting, collections, and/or loss mitigation. Qualifications: Capable of changing the thinking of, or gaining acceptance from others in sensitive situations, while still preserving the integrity of the relationships. In addition to highly effective interpersonal and communication skills, we require: • Minimum 10+ years’ related experience • In excess of 4 years in a management role • Bachelor’s degree • Travel requirement is 50%. CPA, CIA Big Four, Banking/Financial Services -Internal Audit, SOX/Internal Controls. Contact Tony Rogers E-mail: Phone: Register to View Register to View

Job Title: Audit / SOX Internal Audit Compliance Manager Company: Capital Finance Recruiters Location: Jersey City, NJ Description: International Insurance Firm seeks Manager of SOX Compliance NYSE listed Global Financial Services Firm , seeks a SOX Compliance Audit Manager to plan, supervise, schedule, execute and perform financial, operational, compliance and SOX audits. Will also perform integrated audits with the information systems technology audit group. Areas of audit may include property and casualty, insurance operations, trust, commercial lending, foreign exchange, capital markets, derivatives, securities lending, deposit services, treasury and credit lending. Will identify critical internal controls and assess their adequacy and effectiveness. Will manage the SOX Compliance Staff Auditors. BS or BA in Accounting, Finance or Business Administration. Minimum 5 years experience within the Insurance, Property and Casualty Banking , Financial Services or Public Accounting industries. CPA or CIA Certification helpful or parts passed a plus. Little or no travel , 9 to 5 hours, 4 weeks vacation, numerous bank holidays, sick days and excellent overall benefits.

Job Title: Compliance Manager Company: U.S. Bank Location: Horsham, PA Description: Title: Compliance Manager Location: Pennsylvania-Horsham Ensures assigned locations, business units, or proposed products and processes are in compliance with various laws and regulations. Develops and enforces compliance policies and procedures. Acts as the primary compliance consultant/resource for assigned location, business units, or products with respect to questions, consulting, and training. Participates in, and ensures compliance in the design and development of policies, procedures, processes and training programs. Analyzes new and pending laws and regulations which directly affect company practices and works with affected areas to ensure appropriate compliance. May be involved in a variety of compliance projects and initiatives regarding information disclosure, legal proceedings, etc. Performs periodic reviews to assess level of regulatory compliance. Your Career is Here. Basic Qualifications - Bachelors degree, or equivalent work experience - Ten or more years of experience in regulatory compliance activities Preferred Skills/Experience - Considerable knowledge of government and regulatory laws and regulations, particularly as they apply to credit, debit, and prepaid card products - Thorough knowledge of U. S. Bancorp operations, policies and procedures - Excellent verbal and written communication skills - Ability to research and manage multiple projects and deadlines simultaneously - Strong presentation skills

Job Title: Mortgage Compliance Manager Company: Applied Card Systems Location: Glen Mills, PA Description: Are you ready for a career that will offer an opportunity for growth and advancement? HomCastle Mortgage, a subsidiary of Applied Bank, seeks a Mortgage Compliance Manager for its Glen Mills corporate headquarters. Duties include:The Compliance Manager is responsible for providing regulatory expertise and guidance for evaluating, tracking and reporting on regulatory compliance within the mortgage company.  The Compliance Manager will actively participate in maintaining regulatory compliance in the lending operations of the mortgage company providing regulatory expertise and assistance, effective compliance testing and reporting and adherence to the company Compliance Policies and Procedures

Job Title: CRD Compliance Manager Company: AIG Location: New York, NY Description: Skip Navigation Job Details CRD Compliance Manager Job ID #: AMGLD-CRDCompMgr Location: NY-New York Functional Area: Compliance Company Name: AIG Investments Employment Type: Full Time - Regular Education Preferred: Bachelors Experience Required: 3-5 years Relocation Provided: No Position Description AIG Asset Management Group has an opening for a CRD Compliance Manager in our New York City offices. In this role we are looking for someone: •To assist the U.S. Chief Compliance Officer in his oversight of compliance of the asset management business, concerning the provisions of the Investment Advisers Act of 1940 and other relevant securities laws. •To oversee the monitoring of client portfolios and the daily compliance of the asset management business with the relevant internal policies and procedures. •This is a hands on position where the candidate would be required to do much of the work as well as build and manage a support CRD monitoring team. The primary responsibilities/tasks are: •Supervise a compliance team responsible for assessing, documenting, monitoring and reporting on compliance client portfolio monitoring activities, ongoing testing and related controls. •Code, test and implement client guidelines in Charles River, including the review of the initial contract/prospectus and subsequent updates; •Monitor and resolve Charles River pre-trade Alerts/Warnings; throughout trading day in New York. •Training employees on the specific uses of the Charles River System. •Interact with various departments to develop and enhance the effectiveness of compliance monitoring systems and reports. •Interact with SAS 70 auditors, Internal Audit and regulators. •Provide guidance on and/or conduct reviews on client portfolio adherence to investment guidelines and restrictions. •Spot check client files for proper documentation. •Interact with Portfolio Managers and other staff to assist in resolving issues. •Assist on special projects and ad hoc assignments. Position Requirements We are looking for a candidate who has the following skills/qualifications to fit this role: •Expert knowledge conerning the Charles River portfolio management system. •Working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 and ERISA. Knowledge or awareness of other federal regulatory statutes and laws. •Prior management experience. •4 to 6 years experience utilizing CRD in the operations of a registered investment adviser or bank asset management department, hedge fund or other financial institution. •Basic understanding of the asset management business. •Strong communication and inter-personal skills. •Presentation skills a plus. •Familiarity with systems and office automation. •Familiarity with back office procedures. •Writing skills. About Us American International Group, Inc. (AIG), a world leader in insurance and financial services, is the leading international insurance organization with operations in more than 130 countries and jurisdictions. AIG companies serve commercial, institutional and individual customers through the most extensive worldwide property-casualty and life insurance networks of any insurer. In addition, AIG companies are leading providers of retirement services, financial services and asset management around the world. AIG's common stock is listed on the New York Stock Exchange, as well as the stock exchanges in Ireland and Tokyo. AIG is an Equal Opportunity Employer.

Job Title: Regional Director - Compliance Manager - BSA - CRA - HMDA - CRCM - Bank Regulatory Compliance - ICB Company: CyberCoders Location: Irvine, CA Description: Regional Director - Compliance Manager - BSA - CRA - HMDA - CRCM - Bank Regulatory Compliance - ICB .body .body h4 .body .section tr.oddRow a, a:link, a:visited Regional Director - Compliance Manager - BSA - CRA - HMDA - CRCM - Bank Regulatory Compliance - ICB near Los Angeles, CA This job is open as of 11/13/2009. Apply Now! Not a fit for this job? Search other Regional Director jobs! Are you an employer? Visit us for more info! Email this job to a friend - $1000 Location Los Angeles, CA; Irvine, CA Salary $110,000 - $150,000 Education Bachelor of Science Category Management Experience Required At least 2 Years Short Description Regional Director - Compliance Manager - BSA - CRA - HMDA - CRCM - Bank Regulatory Compliance - ICB Required Skills Bank Regulatory Compliance, Fair Lending Analysis, CRA Evaluations, BSA/AML, CRCM,Compliance Manager, Community Reinvestment Act, Home Mortgage Disclosure Act, Institute of Certified Bankers, ICB, Bank Secrecy Act, Anti-Money Laundering, FDIC Recruiter Reggie Landicho Date Updated 11/13/2009 Skills Required Bank Regulatory Compliance, Fair Lending Analysis, CRA Evaluations, BSA/AML, CRCM,Compliance Manager, Community Reinvestment Act, Home Mortgage Disclosure Act, Institute of Certified Bankers, ICB, Bank Secrecy Act, Anti-Money Laundering, FDIC Job Description Regulatory Compliance ManagerIf you are a great Compliance Manager with specific bank regulatory compliance experience, please read on!***This will be a home based position initially.*******You must live in Los Angeles or Orange County to be considered***What you need:• 10+ years of professional compliance experience in the banking industry • 5+ years experience in a senior management role• Possess technical proficiency in all bank regulatory compliance matters (Retail, Bank Operations, Bank Lending)• CRCM • Strong analytical, interpersonal and organizational skills • Leadership abilities• Business development skills• Ability to travel 50%*******What we are NOT looking for: *******• Anyone with accounting, auditing or financial compliance in wealth management, BSA work exclusively on complianceWhat you'll be doing:• Developing business throughout a twelve-state region (including Hawaii and Alaska)• Servicing our existing clients and managing our regional staff. • Direct the compliance function for our firm's banking and credit union clients • Manage consulting projects that include targeted consumer compliance reviews, web site reviews, fair lending analysis, CRA evaluations and BSA/AML testing • Perform compliance training • Interface with senior management of our clients • Write reports, including key findings and recommendations • Participate in client meetings and executive presentations What's in it for you:• Generous base salary• Incentive bonus • Comprehensive benefitsSo, if you are a great Compliance Manager with specific bank regulatory experience, please apply today!Must be authorized to work in the United States on a full-time basis for any employer. Are you a fit for this position? Please Click Here to Apply! (your information will be kept strictly confidential!) Not a fit for this position? Click Here to Search Other CyberCoders Jobs! Looking forward to receiving your resume through our website and going over the position with you. Clicking apply is the best way to apply, or you may also: Email your resume in Word to: Register to View **Please do NOT change the email subject line in any way. You must keep the JobID: CC HotJobAp : RL-WestRegRD-SoCal -- in the email subject line for your application to be considered.*** Reggie Landicho - Executive Recruiter - CyberCoders Other Jobs Bank Regulatory Compliance JobsBSA/AML JobsCommunity Reinvestment Act JobsCompliance Manager JobsCRA Evaluations JobsCRCM JobsFair Lending Analysis JobsHome Mortgage Disclosure Act JobsICB JobsInstitute of Certified Bankers Jobs